We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJ icon
1026
BJs Wholesale Club
BJ
$12.2B
$373K 0.01%
3,998
-671
-14% -$68.6K
QGRO icon
1027
American Century US Quality Growth ETF
QGRO
$1.96B
$372K 0.01%
3,250
– –
SMCI icon
1028
Super Micro Computer
SMCI
$18.7B
$371K 0.01%
7,749
-493
-6% -$23.5K
DECK icon
1029
Deckers Outdoor
DECK
$13.8B
$371K 0.01%
3,656
+1,365
+60% +$149K
MUFG icon
1030
Mitsubishi UFJ Financial
MUFG
$258B
$370K 0.01%
23,197
+8,877
+62% +$131K
BRBR icon
1031
BellRing Brands
BRBR
$1.51B
$370K 0.01%
10,171
-535
-5% -$24.2K
FLMI icon
1032
Franklin Dynamic Municipal Bond ETF
FLMI
$2.29B
$369K 0.01%
14,894
– –
DGRW icon
1033
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$366K 0.01%
4,115
+155
+4% +$13.4K
NXPI icon
1034
NXP Semiconductors
NXPI
$66.4B
$366K 0.01%
1,607
-177
-10% -$39.8K
THW
1035
abrdn World Healthcare Fund
THW
$533M
$365K 0.01%
28,970
-4,353
-13% -$48.9K
PIPR icon
1036
Piper Sandler
PIPR
$5.13B
$365K 0.01%
4,204
+320
+8% +$26.1K
PHYS icon
1037
Sprott Physical Gold
PHYS
$14.7B
$364K 0.01%
12,298
+4,860
+65% +$129K
RFV icon
1038
Invesco S&P MidCap 400 Pure Value ETF
RFV
$333M
$363K 0.01%
2,827
+221
+8% +$28.1K
HSBC icon
1039
HSBC
HSBC
$353B
$363K 0.01%
5,108
+1,204
+31% +$78.3K
DFIC icon
1040
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$362K 0.01%
11,030
-162
-1% -$5.17K
RELX icon
1041
RELX
RELX
$62.8B
$361K 0.01%
7,560
+710
+10% +$35.1K
PBR icon
1042
Petrobras
PBR
$117B
$360K 0.01%
28,469
+18,780
+194% +$236K
EWX icon
1043
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$665M
$360K 0.01%
5,354
-117
-2% -$7.61K
AGOX icon
1044
Adaptive Alpha Opportunities ETF
AGOX
$370M
$359K 0.01%
11,691
+397
+4% +$11.8K
HBI
1045
DELISTED
Hanesbrands
HBI
$359K 0.01%
54,419
+1,487
+3% +$8.21K
GTES icon
1046
Gates Industrial Corporation Ltd.
GTES
$6.57B
$358K 0.01%
14,431
+1,261
+10% +$31.3K
CRWV
1047
CoreWeave
CRWV
$38.3B
$357K 0.01%
2,607
+1,525
+141% +$180K
GEHC icon
1048
GE HealthCare
GEHC
$28.3B
$355K 0.01%
4,730
+199
+4% +$14.8K
BUI icon
1049
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$737M
$355K 0.01%
13,558
-760
-5% -$20.1K
RWL icon
1050
Invesco S&P 500 Revenue ETF
RWL
$9.55B
$354K 0.01%
3,203
+298
+10% +$31.8K
40 41
42
43 44

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.