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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGP icon
1001
Plains GP Holdings
PAGP
$5.16B
$424K 0.01%
22,127
+1,112
+5% +$20K
CRWV
1002
CoreWeave
CRWV
$38.6B
$419K 0.01%
5,851
+3,244
+124% +$329K
PRIM icon
1003
Primoris Services
PRIM
$4.64B
$419K 0.01%
3,372
+1,533
+83% +$200K
INTA icon
1004
Intapp
INTA
$2.27B
$417K 0.01%
9,107
+1,469
+19% +$60.9K
GWX icon
1005
State Street SPDR S&P International Small Cap ETF
GWX
$863M
$417K 0.01%
10,201
+6,446
+172% +$259K
DFIC icon
1006
Dimensional International Core Equity 2 ETF
DFIC
$14.6B
$417K 0.01%
12,090
+1,060
+10% +$35.4K
PHYS icon
1007
Sprott Physical Gold
PHYS
$14.7B
$416K 0.01%
12,600
+302
+2% +$9.56K
CERY
1008
State Street SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF
CERY
$988M
$416K 0.01%
14,562
+5,843
+67% +$171K
MSTR icon
1009
Strategy Inc
MSTR
$36B
$416K 0.01%
2,735
+640
+31% +$147K
EFX icon
1010
Equifax
EFX
$20.8B
$415K 0.01%
1,912
+269
+16% +$58.9K
CNQ icon
1011
Canadian Natural Resources
CNQ
$93.4B
$414K 0.01%
12,241
-647
-5% -$21K
EW icon
1012
Edwards Lifesciences
EW
$47.8B
$410K 0.01%
4,814
+1,184
+33% +$97.2K
MUSA icon
1013
Murphy USA
MUSA
$11.3B
$410K 0.01%
1,015
-4
-0.4% -$1.53K
IWO icon
1014
iShares Russell 2000 Growth ETF
IWO
$14.4B
$407K 0.01%
1,261
+18
+1% +$5.85K
MDB icon
1015
MongoDB
MDB
$24.9B
$407K 0.01%
969
+829
+592% +$302K
ESI icon
1016
Element Solutions
ESI
$9.22B
$406K 0.01%
16,254
+4,699
+41% +$122K
POR icon
1017
Portland General Electric
POR
$5.93B
$405K 0.01%
8,447
-27
-0.3% -$1.27K
IBHF icon
1018
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$821M
$405K 0.01%
17,547
+6,090
+53% +$141K
IBB icon
1019
iShares Biotechnology ETF
IBB
$9.44B
$404K 0.01%
2,394
+1,273
+114% +$207K
CXT icon
1020
Crane NXT
CXT
$3.12B
$404K 0.01%
8,583
+793
+10% +$46.9K
SLB icon
1021
SLB Ltd
SLB
$76.5B
$403K 0.01%
10,511
+1,723
+20% +$62.5K
DFAS icon
1022
Dimensional US Small Cap ETF
DFAS
$15.4B
$403K 0.01%
5,788
+1,037
+22% +$71.5K
UFPT icon
1023
UFP Technologies
UFPT
$1.92B
$402K 0.01%
1,812
+120
+7% +$25.7K
TW icon
1024
Tradeweb Markets
TW
$21.7B
$402K 0.01%
3,734
+783
+27% +$84.1K
BAPR icon
1025
Innovator US Equity Buffer ETF April
BAPR
$404M
$400K 0.01%
8,336
-288
-3% -$13.6K
39 40
41
42 43

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.