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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCT icon
976
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.9B
$416K 0.01%
22,114
+2,918
+15% +$54.7K
SOFI icon
977
SoFi Technologies
SOFI
$21.5B
$415K 0.01%
15,723
+1,681
+12% +$39.9K
FLQM icon
978
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.58B
$415K 0.01%
7,344
+1,079
+17% +$60.3K
TTE icon
979
TotalEnergies
TTE
$189B
$415K 0.01%
6,945
+804
+13% +$49.6K
FERG icon
980
Ferguson
FERG
$45.3B
$413K 0.01%
1,841
-315
-15% -$71.3K
EHC icon
981
Encompass Health
EHC
$11.4B
$413K 0.01%
3,254
+253
+8% +$30.1K
IBDR icon
982
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.43B
$413K 0.01%
17,003
+39
+0.2% +$944
KDP icon
983
Keurig Dr Pepper
KDP
$41.1B
$413K 0.01%
16,174
+6
+0% +$188
ARKK icon
984
ARK Innovation ETF
ARKK
$5.66B
$412K 0.01%
4,777
+100
+2% +$7.64K
FID icon
985
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$412K 0.01%
20,914
-327
-2% -$6.43K
CNQ icon
986
Canadian Natural Resources
CNQ
$93.8B
$412K 0.01%
12,888
+489
+4% +$15.3K
VGSH icon
987
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$412K 0.01%
6,999
+165
+2% +$9.68K
KMI icon
988
Kinder Morgan
KMI
$71.3B
$409K 0.01%
14,445
+696
+5% +$19.1K
BOCT icon
989
Innovator US Equity Buffer ETF October
BOCT
$285M
$409K 0.01%
8,441
– –
JBTM
990
JBT Marel
JBTM
$7.18B
$408K 0.01%
2,906
+187
+7% +$25.6K
VTR icon
991
Ventas
VTR
$49B
$408K 0.01%
5,823
+193
+3% +$13K
IBDT icon
992
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.05B
$407K 0.01%
15,965
+77
+0.5% +$1.96K
FIXD icon
993
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$406K 0.01%
9,143
+384
+4% +$16.9K
BAPR icon
994
Innovator US Equity Buffer ETF April
BAPR
$404M
$405K 0.01%
8,624
-100
-1% -$4.61K
FMDE icon
995
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.63B
$404K 0.01%
11,168
+912
+9% +$32.3K
ING icon
996
ING
ING
$95.4B
$401K 0.01%
15,383
+2,238
+17% +$53.9K
DFIV icon
997
Dimensional International Value ETF
DFIV
$20.9B
$399K 0.01%
8,648
+8,386
+3,201% +$375K
IWO icon
998
iShares Russell 2000 Growth ETF
IWO
$14.3B
$398K 0.01%
1,243
-63
-5% -$19K
DXCM icon
999
DexCom
DXCM
$28.8B
$397K 0.01%
5,896
+124
+2% +$9.81K
CYBR
1000
DELISTED
CyberArk
CYBR
$396K 0.01%
819
-120
-13% -$51.5K
38 39
40
41 42

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.