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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDEC icon
976
Innovator US Equity Buffer ETF December
BDEC
$216M
$176K 0.01%
+4,614
New +$167K
ICLN icon
977
iShares Global Clean Energy ETF
ICLN
$2.35B
$176K 0.01%
+11,330
New +$159K
EXPD icon
978
Expeditors International
EXPD
$22.4B
$176K 0.01%
+1,385
New +$163K
HLN icon
979
Haleon
HLN
$43.8B
$176K 0.01%
+21,406
New +$176K
JSML icon
980
Janus Henderson Small Cap Growth Alpha ETF
JSML
$364M
$175K 0.01%
+2,970
New +$155K
VNLA icon
981
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$174K 0.01%
+3,611
New +$174K
IP icon
982
International Paper
IP
$22.5B
$173K 0.01%
+4,799
New +$168K
ACLS icon
983
Axcelis
ACLS
$3.94B
$172K 0.01%
+1,328
New +$183K
SUI icon
984
Sun Communities
SUI
$15B
$172K 0.01%
+1,288
New +$155K
BAPR icon
985
Innovator US Equity Buffer ETF April
BAPR
$404M
$172K 0.01%
+4,502
New +$163K
IXC icon
986
iShares Global Energy ETF
IXC
$2.71B
$172K 0.01%
+4,387
New +$174K
RIO icon
987
Rio Tinto
RIO
$150B
$171K 0.01%
+2,290
New +$154K
LUV icon
988
Southwest Airlines
LUV
$22.2B
$169K 0.01%
+5,857
New +$152K
FEMS icon
989
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$244M
$168K 0.01%
+4,382
New +$163K
DV icon
990
DoubleVerify
DV
$1.68B
$168K 0.01%
+4,566
New +$142K
APMU icon
991
ActivePassive Intermediate Municipal Bond ETF
APMU
$244M
$168K 0.01%
+6,706
New +$163K
NOCT icon
992
Innovator Growth-100 Power Buffer ETF October
NOCT
$224M
$168K 0.01%
+3,660
New +$161K
JCI icon
993
Johnson Controls International
JCI
$87.5B
$168K 0.01%
+2,908
New +$153K
VLTO icon
994
Veralto
VLTO
$23.2B
$167K 0.01%
+2,026
New +$151K
NCLH icon
995
Norwegian Cruise Line
NCLH
$9.2B
$167K 0.01%
+8,316
New +$133K
SUM
996
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$165K 0.01%
+4,282
New +$148K
BMRN icon
997
BioMarin Pharmaceuticals
BMRN
$11.6B
$164K 0.01%
+1,704
New +$151K
CGCP icon
998
Capital Group Core Plus Income ETF
CGCP
$8.39B
$164K 0.01%
+7,220
New +$158K
BYLD icon
999
iShares Yield Optimized Bond ETF
BYLD
$448M
$162K 0.01%
+7,240
New +$157K
BEPC icon
1000
Brookfield Renewable
BEPC
$5.95B
$161K 0.01%
+5,600
New +$143K
38 39
40
41 42

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.