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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
76
Vanguard Extended Market ETF
VXF
$30.3B
$15.4M 0.24%
73,634
-72
-0.1% -$15.1K
OEF icon
77
iShares S&P 100 ETF
OEF
$19.8B
$15.2M 0.23%
44,396
+14,744
+50% +$5.01M
VCIT icon
78
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$15.2M 0.23%
181,177
+2,679
+2% +$225K
WMT icon
79
Walmart Inc
WMT
$871B
$14.9M 0.23%
134,037
+16,942
+14% +$1.82M
ABBV icon
80
AbbVie
ABBV
$458B
$14.8M 0.23%
64,569
+5,218
+9% +$1.19M
PQDI
81
Principal Spectrum Preferred and Income ETF
PQDI
$69.2M
$14.4M 0.22%
734,899
+219,061
+42% +$4.29M
BYRE icon
82
Principal Real Estate Active Opportunities ETF
BYRE
$27.9M
$14M 0.22%
573,727
+120,985
+27% +$3.01M
CMDY icon
83
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$565M
$14M 0.22%
287,546
+18,640
+7% +$991K
GEM icon
84
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$13.8M 0.21%
332,219
+995
+0.3% +$41.4K
LVHI icon
85
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$13.8M 0.21%
375,218
+745
+0.2% +$26.8K
VOO icon
86
Vanguard S&P 500 ETF
VOO
$968B
$13.8M 0.21%
21,941
+520
+2% +$323K
WFC icon
87
Wells Fargo
WFC
$261B
$13.7M 0.21%
147,416
+16,770
+13% +$1.46M
GGUS icon
88
Goldman Sachs MarketBeta Russell 1000 Growth Equity ETF
GGUS
$428M
$13.6M 0.21%
214,241
+3,433
+2% +$219K
SCHW
89
Charles Schwab
SCHW
$177B
$13.6M 0.21%
135,839
-16,231
-11% -$1.54M
HIGH icon
90
Simplify Enhanced Income ETF
HIGH
$68.9M
$13.4M 0.21%
599,795
+78,956
+15% +$1.8M
VWO icon
91
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$13.3M 0.21%
248,237
+5,404
+2% +$294K
SCHH icon
92
Schwab US REIT ETF
SCHH
$11.7B
$13.3M 0.21%
638,775
+49,554
+8% +$1.05M
SPIB icon
93
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$13.3M 0.21%
394,576
+105,124
+36% +$3.56M
XOM icon
94
ExxonMobil
XOM
$651B
$13.1M 0.2%
109,077
+3,673
+3% +$426K
SPHY icon
95
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$13M 0.2%
549,655
-32,711
-6% -$775K
CGDV icon
96
Capital Group Dividend Value ETF
CGDV
$36.6B
$13M 0.2%
296,898
+56,326
+23% +$2.42M
USHY icon
97
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$13M 0.2%
346,333
-25,130
-7% -$941K
JNJ icon
98
Johnson & Johnson
JNJ
$635B
$12.9M 0.2%
62,517
+6,714
+12% +$1.33M
VO icon
99
Vanguard Mid-Cap ETF
VO
$106B
$12.8M 0.2%
177,036
-204
-0.1% -$14.8K
EQWL icon
100
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$12.7M 0.2%
107,533
+2,490
+2% +$290K
2 3
4
5 6

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.