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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMDY icon
76
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$565M
$14.1M 0.23%
268,906
+15,890
+6% +$813K
USHY icon
77
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$14M 0.23%
371,463
-19,079
-5% -$715K
ORCL icon
78
Oracle
ORCL
$331B
$13.9M 0.23%
49,599
-11,306
-19% -$2.88M
SPHY icon
79
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$13.9M 0.23%
582,366
-578
-0.1% -$13.7K
ABBV icon
80
AbbVie
ABBV
$458B
$13.7M 0.23%
59,351
+1,480
+3% +$301K
VHT icon
81
Vanguard Health Care ETF
VHT
$18.2B
$13.6M 0.22%
52,467
+4,375
+9% +$1.1M
GEM icon
82
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$13.5M 0.22%
331,224
+13,062
+4% +$505K
SPY icon
83
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$13.5M 0.22%
20,217
+345
+2% +$221K
GGUS icon
84
Goldman Sachs MarketBeta Russell 1000 Growth Equity ETF
GGUS
$428M
$13.3M 0.22%
210,808
+112,059
+113% +$6.77M
VWO icon
85
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$13.2M 0.22%
242,833
+13,376
+6% +$689K
VOO icon
86
Vanguard S&P 500 ETF
VOO
$968B
$13.1M 0.22%
21,421
+1,958
+10% +$1.15M
GOVT icon
87
iShares US Treasury Bond ETF
GOVT
$43.6B
$13M 0.21%
563,417
+210,989
+60% +$4.84M
VO icon
88
Vanguard Mid-Cap ETF
VO
$106B
$13M 0.21%
177,240
+10,772
+6% +$774K
LVHI icon
89
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$13M 0.21%
374,473
+96,824
+35% +$3.29M
SPHQ icon
90
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$12.9M 0.21%
176,324
+1,764
+1% +$127K
PREF icon
91
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$12.9M 0.21%
672,795
+243,438
+57% +$4.62M
SCHH icon
92
Schwab US REIT ETF
SCHH
$11.7B
$12.7M 0.21%
589,221
+95,923
+19% +$2.05M
BKNG icon
93
Booking.com
BKNG
$138B
$12.7M 0.21%
58,650
-925
-2% -$207K
PM icon
94
Philip Morris
PM
$301B
$12.4M 0.2%
76,547
+2,420
+3% +$407K
HD icon
95
Home Depot
HD
$332B
$12.2M 0.2%
30,058
-341
-1% -$134K
MLPX icon
96
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$12.2M 0.2%
194,142
+18,591
+11% +$1.14M
WMT icon
97
Walmart Inc
WMT
$871B
$12.1M 0.2%
117,095
-188
-0.2% -$18.7K
EQWL icon
98
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$12M 0.2%
105,043
+8,674
+9% +$972K
HIGH icon
99
Simplify Enhanced Income ETF
HIGH
$68.9M
$12M 0.2%
520,839
+57,620
+12% +$1.35M
XOM icon
100
ExxonMobil
XOM
$651B
$11.9M 0.2%
105,404
+4,918
+5% +$547K
2 3
4
5 6

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.