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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRW icon
901
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$327K 0.01%
3,925
+46
+1% +$3.68K
AWI icon
902
Armstrong World Industries
AWI
$7.02B
$326K 0.01%
2,477
+244
+11% +$30.2K
KRE icon
903
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$325K 0.01%
5,750
+331
+6% +$18.2K
CYBR
904
DELISTED
CyberArk
CYBR
$325K 0.01%
1,116
-3,613
-76% -$978K
VGT icon
905
Vanguard Information Technology ETF
VGT
$137B
$325K 0.01%
4,432
-4,968
-53% -$353K
MDY icon
906
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$325K 0.01%
570
-42
-7% -$23.1K
KEY icon
907
KeyCorp
KEY
$24.2B
$324K 0.01%
19,363
-624
-3% -$9.9K
SEIV icon
908
SEI QiM U.S. Large Cap Value Active ETF
SEIV
$1.45B
$324K 0.01%
9,827
+437
+5% +$13.8K
FRI icon
909
First Trust S&P REIT Index Fund
FRI
$195M
$321K 0.01%
10,844
-986
-8% -$27.6K
KNG icon
910
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.42B
$319K 0.01%
5,862
+957
+20% +$50.3K
ISCG icon
911
iShares Morningstar Small-Cap Growth ETF
ISCG
$972M
$319K 0.01%
6,518
+820
+14% +$38.6K
DOV icon
912
Dover
DOV
$27.5B
$319K 0.01%
1,662
+212
+15% +$38.6K
CHDN icon
913
Churchill Downs
CHDN
$6.17B
$319K 0.01%
2,356
+284
+14% +$39.3K
DFGR icon
914
Dimensional Global Real Estate ETF
DFGR
$3.89B
$316K 0.01%
10,949
-1,020
-9% -$27.8K
ULTA icon
915
Ulta Beauty
ULTA
$20.5B
$315K 0.01%
810
+282
+53% +$106K
DNB
916
DELISTED
Dun & Bradstreet
DNB
$315K 0.01%
27,373
+9,610
+54% +$107K
ICLN icon
917
iShares Global Clean Energy ETF
ICLN
$2.32B
$313K 0.01%
21,297
+1,083
+5% +$15.3K
BLDR icon
918
Builders FirstSource
BLDR
$7.85B
$313K 0.01%
1,613
+106
+7% +$17.6K
KIE icon
919
State Street SPDR S&P Insurance ETF
KIE
$654M
$312K 0.01%
5,496
+5,191
+1,702% +$279K
SPOT icon
920
Spotify
SPOT
$99.6B
$310K 0.01%
841
+129
+18% +$42.9K
EWX icon
921
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$666M
$310K 0.01%
4,968
+103
+2% +$6K
OKE icon
922
Oneok
OKE
$57.3B
$309K 0.01%
3,391
-294
-8% -$25.6K
PFLD icon
923
AAM Low Duration Preferred and Income Securities ETF
PFLD
$415M
$307K 0.01%
14,513
+11,429
+371% +$241K
IBTE
924
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$307K 0.01%
12,781
-1,008
-7% -$24.1K
IBDP
925
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$305K 0.01%
12,105
-4,863
-29% -$122K
35 36
37
38 39

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.