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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLDR icon
876
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
$594K 0.01%
11,826
-2,256
-16% -$114K
KRE icon
877
State Street SPDR S&P Regional Banking ETF
KRE
$4.48B
$594K 0.01%
9,158
+2,536
+38% +$159K
WTV icon
878
WisdomTree US Value Fund
WTV
$3.22B
$593K 0.01%
6,361
+1,093
+21% +$100K
BBLU icon
879
EA Bridgeway Blue Chip ETF
BBLU
$441M
$590K 0.01%
38,676
+301
+0.8% +$4.6K
LMBS icon
880
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$590K 0.01%
11,806
-3,267
-22% -$163K
IDA icon
881
Idacorp
IDA
$8.19B
$586K 0.01%
4,627
+359
+8% +$46.7K
IGM icon
882
iShares Expanded Tech Sector ETF
IGM
$9.86B
$584K 0.01%
4,520
+225
+5% +$29.1K
KVUE icon
883
Kenvue
KVUE
$37.4B
$583K 0.01%
33,781
-421
-1% -$6.88K
IWD icon
884
iShares Russell 1000 Value ETF
IWD
$81.4B
$583K 0.01%
2,770
-468
-14% -$96.7K
MFC icon
885
Manulife Financial
MFC
$72.7B
$581K 0.01%
16,014
+447
+3% +$15.2K
RPG icon
886
Invesco S&P 500 Pure Growth ETF
RPG
$2B
$581K 0.01%
12,438
+577
+5% +$27K
CMG icon
887
Chipotle Mexican Grill
CMG
$42.6B
$579K 0.01%
15,653
-4,938
-24% -$179K
SCHM icon
888
Schwab US Mid-Cap ETF
SCHM
$14.5B
$579K 0.01%
19,242
-113
-0.6% -$3.37K
FTSL icon
889
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$578K 0.01%
12,600
+2,001
+19% +$91.7K
FISR icon
890
State Street Fixed Income Sector Rotation ETF
FISR
$490M
$578K 0.01%
22,308
+21,064
+1,693% +$549K
UCON icon
891
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$578K 0.01%
22,960
+3,466
+18% +$87.4K
NTRA icon
892
Natera
NTRA
$37B
$576K 0.01%
2,513
+1,654
+193% +$345K
PAUG icon
893
Innovator US Equity Power Buffer ETF August
PAUG
$859M
$575K 0.01%
13,299
-540
-4% -$23.1K
EVRG icon
894
Evergy
EVRG
$19.9B
$574K 0.01%
7,923
-451
-5% -$34.2K
TYL icon
895
Tyler Technologies
TYL
$13.2B
$572K 0.01%
1,261
+78
+7% +$37.2K
VLTO icon
896
Veralto
VLTO
$23.2B
$572K 0.01%
5,734
-4,057
-41% -$410K
TCAL
897
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
$284M
$570K 0.01%
+24,195
New +$582K
FLBL icon
898
Franklin Senior Loan ETF
FLBL
$852M
$568K 0.01%
24,237
+6,385
+36% +$151K
KR icon
899
Kroger
KR
$35.7B
$566K 0.01%
9,055
+614
+7% +$40.2K
FLMI icon
900
Franklin Dynamic Municipal Bond ETF
FLMI
$2.29B
$563K 0.01%
22,634
+7,740
+52% +$192K
34 35
36
37 38

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.