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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGOV icon
876
First Trust Long Duration Opportunities ETF
LGOV
$621M
$352K 0.01%
15,706
+5,800
+59% +$128K
KR icon
877
Kroger
KR
$35.5B
$352K 0.01%
6,135
+1,052
+21% +$56.4K
AIRR icon
878
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.3B
$351K 0.01%
4,702
+4,161
+769% +$295K
SLAB icon
879
Silicon Laboratories
SLAB
$7.16B
$349K 0.01%
3,024
+421
+16% +$47K
FID icon
880
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$345K 0.01%
19,669
+544
+3% +$9.05K
EQIX icon
881
Equinix
EQIX
$104B
$345K 0.01%
389
-101
-21% -$82.7K
PAGP icon
882
Plains GP Holdings
PAGP
$5.18B
$345K 0.01%
18,628
+642
+4% +$12.2K
CCL icon
883
Carnival Corporation Ltd
CCL
$36.8B
$343K 0.01%
18,565
+800
+5% +$13.5K
DOCU
884
DocuSign
DOCU
$10.1B
$342K 0.01%
5,516
+3,849
+231% +$216K
AGRO icon
885
Adecoagro
AGRO
$1.48B
$342K 0.01%
30,916
-81
-0.3% -$848
SIL icon
886
Global X Silver Miners ETF NEW
SIL
$4.03B
$340K 0.01%
9,703
+1,007
+12% +$33.5K
TSN icon
887
Tyson Foods
TSN
$21.5B
$340K 0.01%
5,704
+910
+19% +$55.5K
ADX icon
888
Adams Diversified Equity Fund
ADX
$3.12B
$339K 0.01%
15,723
– –
LKQ icon
889
LKQ Corp
LKQ
$6.68B
$338K 0.01%
8,461
+3,404
+67% +$140K
JBL icon
890
Jabil
JBL
$31.8B
$338K 0.01%
2,817
+33
+1% +$3.58K
VST icon
891
Vistra
VST
$53.3B
$336K 0.01%
2,836
+238
+9% +$20.2K
MAR icon
892
Marriott International
MAR
$100B
$336K 0.01%
1,351
+88
+7% +$20.5K
SEIM icon
893
SEI QiM U.S. Large Cap Momentum Active ETF
SEIM
$1.37B
$336K 0.01%
9,289
+402
+5% +$13.6K
FMAR icon
894
FT Vest US Equity Buffer ETF March
FMAR
$1.13B
$333K 0.01%
7,868
– –
BTI icon
895
British American Tobacco
BTI
$131B
$331K 0.01%
9,061
+499
+6% +$17.8K
EXPE icon
896
Expedia Group
EXPE
$32.6B
$331K 0.01%
2,239
+114
+5% +$15.1K
KMI icon
897
Kinder Morgan
KMI
$71.2B
$331K 0.01%
14,973
+1,218
+9% +$25.7K
URNM icon
898
Sprott Uranium Miners ETF
URNM
$1.81B
$331K 0.01%
7,207
-441
-6% -$19.4K
ERH
899
Allspring Utilities & High Income Fund
ERH
$106M
$327K 0.01%
29,309
-557
-2% -$5.81K
IJJ icon
900
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.86B
$327K 0.01%
2,644
-31
-1% -$3.69K
34 35
36
37 38

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.