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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEMB icon
826
iShares JPMorgan EM Corporate Bond ETF
CEMB
$393M
$416K 0.01%
9,049
+49
+0.5% +$2.21K
ET icon
827
Energy Transfer Partners
ET
$70.1B
$412K 0.01%
25,687
+1,574
+7% +$25.3K
CBOE icon
828
Cboe Global Markets
CBOE
$29.8B
$411K 0.01%
2,005
-443
-18% -$87K
TMHC icon
829
Taylor Morrison
TMHC
$6.67B
$410K 0.01%
5,831
+1,169
+25% +$74.9K
WBD icon
830
Warner Bros
WBD
$64.6B
$409K 0.01%
49,580
-5,349
-10% -$41.8K
SMTC icon
831
Semtech
SMTC
$11.7B
$408K 0.01%
8,937
-142
-2% -$5.22K
VIGI icon
832
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$408K 0.01%
4,622
-266
-5% -$22.6K
AGOX icon
833
Adaptive Alpha Opportunities ETF
AGOX
$376M
$408K 0.01%
+14,136
New +$399K
IDA icon
834
Idacorp
IDA
$8.23B
$408K 0.01%
3,954
-70
-2% -$6.99K
PEO
835
Adams Natural Resources Fund
PEO
$759M
$404K 0.01%
18,096
-4,540
-20% -$101K
BKIE icon
836
BNY Mellon International Equity ETF
BKIE
$425M
$404K 0.01%
15,294
-27
-0.2% -$685
XYZ
837
Block Inc
XYZ
$45.9B
$403K 0.01%
6,006
+295
+5% +$19.1K
HBI
838
DELISTED
Hanesbrands
HBI
$399K 0.01%
54,258
-420
-0.8% -$2.51K
ACWV icon
839
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$398K 0.01%
3,474
+57
+2% +$6.27K
FOF icon
840
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$398K 0.01%
30,593
-750
-2% -$9.25K
AVDV icon
841
Avantis International Small Cap Value ETF
AVDV
$18.9B
$394K 0.01%
5,576
+1,473
+36% +$99.1K
IR icon
842
Ingersoll Rand
IR
$33B
$392K 0.01%
3,999
+1,469
+58% +$137K
DKNG icon
843
DraftKings
DKNG
$11.4B
$392K 0.01%
10,003
-170
-2% -$6.14K
MGPI icon
844
MGP Ingredients
MGPI
$378M
$389K 0.01%
4,678
+1,204
+35% +$99.5K
APO icon
845
Apollo Global Management
APO
$70.7B
$388K 0.01%
3,107
+947
+44% +$109K
DGX icon
846
Quest Diagnostics
DGX
$25.1B
$388K 0.01%
2,499
+563
+29% +$84.1K
GLDM icon
847
SPDR Gold MiniShares Trust
GLDM
$27.5B
$388K 0.01%
7,437
-370
-5% -$18.2K
DRI icon
848
Darden Restaurants
DRI
$22.5B
$387K 0.01%
2,360
-47
-2% -$7.12K
IBDR icon
849
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
$386K 0.01%
15,898
-691
-4% -$16.6K
POOL icon
850
Pool Corp
POOL
$6.7B
$385K 0.01%
1,022
+199
+24% +$68.8K
32 33
34
35 36

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CIA
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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
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TAM
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AMH
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Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.