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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFC icon
801
Manulife Financial
MFC
$73.3B
$353K 0.01%
14,108
+3,382
+32% +$77.7K
ATKR icon
802
Atkore
ATKR
$2.56B
$352K 0.01%
1,851
+1,438
+348% +$230K
NEAR icon
803
iShares Short Maturity Bond ETF
NEAR
$4.82B
$352K 0.01%
6,982
+2,821
+68% +$142K
HDMV icon
804
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$352K 0.01%
12,015
+1,239
+11% +$35.7K
RSPH icon
805
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$750M
$352K 0.01%
11,062
+1,025
+10% +$31.5K
BSX icon
806
Boston Scientific
BSX
$68.2B
$349K 0.01%
5,098
+1,061
+26% +$68.2K
URNM icon
807
Sprott Uranium Miners ETF
URNM
$1.83B
$348K 0.01%
7,053
-4,387
-38% -$224K
QTUM icon
808
Defiance Quantum ETF
QTUM
$5.21B
$347K 0.01%
5,659
+1,333
+31% +$76.6K
BKMC icon
809
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$654M
$346K 0.01%
10,470
– –
TFX icon
810
Teleflex
TFX
$5.92B
$345K 0.01%
1,524
-579
-28% -$138K
BAH icon
811
Booz Allen Hamilton
BAH
$8.71B
$345K 0.01%
2,322
+97
+4% +$13.7K
FXO icon
812
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$345K 0.01%
7,250
-21
-0.3% -$932
WAT icon
813
Waters Corp
WAT
$36.7B
$344K 0.01%
1,000
+89
+10% +$29.3K
KMI icon
814
Kinder Morgan
KMI
$71.2B
$344K 0.01%
18,752
-540
-3% -$9.43K
CBOE icon
815
Cboe Global Markets
CBOE
$29.5B
$344K 0.01%
1,871
-375
-17% -$69.2K
SCHF icon
816
Schwab International Equity ETF
SCHF
$66B
$342K 0.01%
17,542
+138
+0.8% +$2.58K
NUE icon
817
Nucor
NUE
$56.5B
$341K 0.01%
1,724
+446
+35% +$81.5K
ET icon
818
Energy Transfer Partners
ET
$68.9B
$340K 0.01%
21,645
-1,992
-8% -$29K
ERH
819
Allspring Utilities & High Income Fund
ERH
$106M
$340K 0.01%
36,056
-10,106
-22% -$91.6K
VPU
820
Vanguard Utilities ETF
VPU
$8.79B
$340K 0.01%
2,384
+463
+24% +$62.6K
JPUS
821
JPMorgan Diversified Return US Equity ETF
JPUS
$461M
$339K 0.01%
3,023
-1,136
-27% -$120K
TSCO icon
822
Tractor Supply
TSCO
$16.5B
$337K 0.01%
6,430
-3,365
-34% -$161K
IVOO icon
823
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.74B
$337K 0.01%
3,267
+924
+39% +$88.6K
PPL
824
PPL Corp
PPL
$27.2B
$336K 0.01%
12,216
-282
-2% -$7.5K
SMTC icon
825
Semtech
SMTC
$11.1B
$335K 0.01%
12,189
+1,321
+12% +$28.2K
31 32
33
34 35

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.