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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
751
PACCAR
PCAR
$69.8B
$848K 0.01%
7,742
-647
-8% -$66.3K
XBI icon
752
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$847K 0.01%
6,951
-169
-2% -$19.4K
BRO icon
753
Brown & Brown
BRO
$23.6B
$847K 0.01%
10,630
-502
-5% -$41.9K
VOOV icon
754
Vanguard S&P 500 Value ETF
VOOV
$6.63B
$845K 0.01%
4,124
-43
-1% -$8.71K
BUFQ icon
755
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$844K 0.01%
23,538
+9,966
+73% +$352K
SLYV icon
756
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.91B
$842K 0.01%
9,256
+791
+9% +$71.1K
STX icon
757
Seagate
STX
$182B
$840K 0.01%
3,051
-848
-22% -$220K
BBIN icon
758
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.5B
$839K 0.01%
11,605
+4,155
+56% +$297K
GOAU icon
759
US Global GO Gold and Precious Metal Miners ETF
GOAU
$166M
$827K 0.01%
19,422
-593
-3% -$23.9K
CEFS icon
760
Saba Closed-End Funds ETF
CEFS
$430M
$824K 0.01%
35,755
+226
+0.6% +$5.14K
DTM icon
761
DT Midstream
DTM
$14.4B
$823K 0.01%
6,874
+6,047
+731% +$695K
GSST icon
762
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.57B
$821K 0.01%
16,268
-793
-5% -$40.1K
DFP
763
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$816K 0.01%
39,248
+1,471
+4% +$31.4K
DLN icon
764
WisdomTree US LargeCap Dividend Fund
DLN
$6.27B
$815K 0.01%
9,256
+218
+2% +$19K
ILF icon
765
iShares Latin America 40 ETF
ILF
$3.78B
$814K 0.01%
26,730
+6,664
+33% +$198K
IJT icon
766
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$809K 0.01%
5,730
-287
-5% -$40.6K
HYDB icon
767
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$805K 0.01%
16,991
+3,668
+28% +$174K
MNST icon
768
Monster Beverage
MNST
$93.2B
$801K 0.01%
10,453
+2,555
+32% +$183K
VEU icon
769
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$801K 0.01%
10,891
+780
+8% +$56.7K
DOCU
770
DocuSign
DOCU
$10.2B
$800K 0.01%
11,694
+912
+8% +$63.1K
HIMU
771
iShares High Yield Muni Active ETF
HIMU
$2.39B
$799K 0.01%
16,405
+618
+4% +$30.3K
PFEB icon
772
Innovator US Equity Power Buffer ETF February
PFEB
$910M
$795K 0.01%
19,516
-1,920
-9% -$76.9K
ALL icon
773
Allstate
ALL
$67.2B
$794K 0.01%
3,816
+666
+21% +$136K
BLDR icon
774
Builders FirstSource
BLDR
$7.87B
$781K 0.01%
7,589
+1,510
+25% +$170K
TBIL
775
F/m US Treasury 3 Month Bill Fund
TBIL
$7.21B
$778K 0.01%
15,591
+243
+2% +$12.1K
29 30
31
32 33

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.