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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
751
Kinder Morgan
KMI
$71B
$340K 0.01%
+19,292
New +$329K
BSEP icon
752
Innovator US Equity Buffer ETF September
BSEP
$216M
$340K 0.01%
+9,270
New +$322K
DFIS icon
753
Dimensional International Small Cap ETF
DFIS
$5.75B
$340K 0.01%
+14,047
New +$312K
CMI icon
754
Cummins
CMI
$89.1B
$339K 0.01%
+1,415
New +$322K
PPL
755
PPL Corp
PPL
$27.2B
$339K 0.01%
+12,498
New +$317K
NRG icon
756
NRG Energy
NRG
$29.1B
$338K 0.01%
+6,531
New +$295K
AEP icon
757
American Electric Power
AEP
$73.2B
$336K 0.01%
+4,135
New +$321K
DFAE icon
758
Dimensional Emerging Core Equity Market ETF
DFAE
$9.21B
$335K 0.01%
+13,877
New +$317K
IBTF
759
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$331K 0.01%
+14,197
New +$328K
CIEN icon
760
Ciena
CIEN
$52B
$329K 0.01%
+7,318
New +$323K
HBI
761
DELISTED
Hanesbrands
HBI
$329K 0.01%
+73,736
New +$300K
HYLB icon
762
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$327K 0.01%
+9,210
New +$316K
DDOG icon
763
Datadog
DDOG
$90.1B
$326K 0.01%
+2,689
New +$277K
ET icon
764
Energy Transfer Partners
ET
$68.8B
$326K 0.01%
+23,637
New +$321K
DRI icon
765
Darden Restaurants
DRI
$23.3B
$325K 0.01%
+1,981
New +$300K
TLT icon
766
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$322K 0.01%
+3,261
New +$295K
SOXX icon
767
iShares Semiconductor ETF
SOXX
$41.6B
$322K 0.01%
+1,677
New +$281K
SCHF icon
768
Schwab International Equity ETF
SCHF
$65.6B
$322K 0.01%
+17,404
New +$302K
SLYG icon
769
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
$320K 0.01%
+3,830
New +$287K
MAS icon
770
Masco
MAS
$16.2B
$320K 0.01%
+4,782
New +$278K
FPXI icon
771
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$275M
$320K 0.01%
+7,577
New +$301K
CW icon
772
Curtiss-Wright
CW
$27B
$317K 0.01%
+1,422
New +$298K
BKMC icon
773
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$651M
$317K 0.01%
+10,470
New +$287K
FOF icon
774
Cohen & Steers Closed End Opportunity Fund
FOF
$376M
$316K 0.01%
+28,243
New +$301K
SCHY icon
775
Schwab International Dividend Equity ETF
SCHY
$2.44B
$316K 0.01%
+12,831
New +$300K
29 30
31
32 33

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.