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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOOV icon
726
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$831K 0.01%
4,167
+7
+0.2% +$1.36K
CACI icon
727
CACI
CACI
$10.8B
$828K 0.01%
1,661
+145
+10% +$70.1K
LHX icon
728
L3Harris
LHX
$55.9B
$826K 0.01%
2,705
+860
+47% +$235K
PCAR icon
729
PACCAR
PCAR
$69.6B
$825K 0.01%
8,389
+569
+7% +$56.1K
FESM icon
730
Fidelity Enhanced Small Cap Core ETF
FESM
$5.93B
$823K 0.01%
22,520
+897
+4% +$30.8K
VONG icon
731
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$823K 0.01%
6,827
+4,006
+142% +$459K
AGNC icon
732
AGNC Investment
AGNC
$12.3B
$822K 0.01%
83,925
+7,409
+10% +$71.8K
ICE icon
733
Intercontinental Exchange
ICE
$82.4B
$820K 0.01%
4,869
+106
+2% +$18.9K
SPSB icon
734
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$819K 0.01%
27,030
-11,884
-31% -$358K
DFP
735
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$817K 0.01%
37,777
+1,427
+4% +$30K
WDC icon
736
Western Digital
WDC
$179B
$817K 0.01%
6,804
+3,260
+92% +$266K
CEFS icon
737
Saba Closed-End Funds ETF
CEFS
$424M
$809K 0.01%
35,529
+1,428
+4% +$32.1K
CMG icon
738
Chipotle Mexican Grill
CMG
$40.8B
$807K 0.01%
20,591
-4,769
-19% -$215K
GIL icon
739
Gildan
GIL
$9.25B
$807K 0.01%
13,955
-607
-4% -$32.5K
GOAU icon
740
US Global GO Gold and Precious Metal Miners ETF
GOAU
$164M
$805K 0.01%
20,015
-8,221
-29% -$268K
XLSR icon
741
State Street US Sector Rotation ETF
XLSR
$996M
$805K 0.01%
13,504
+54
+0.4% +$3.08K
VBK icon
742
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$793K 0.01%
2,665
+739
+38% +$213K
IEI icon
743
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$792K 0.01%
6,629
+1,255
+23% +$149K
JBHT icon
744
JB Hunt Transport Services
JBHT
$27.1B
$792K 0.01%
5,902
+265
+5% +$38.1K
DLN icon
745
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$787K 0.01%
9,038
-277
-3% -$23.4K
TFLO icon
746
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$780K 0.01%
15,416
-13,620
-47% -$688K
DFAC icon
747
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$778K 0.01%
20,176
+2,128
+12% +$79.4K
SU icon
748
Suncor Energy
SU
$77.7B
$778K 0.01%
18,604
+1,091
+6% +$43.8K
DOCU
749
DocuSign
DOCU
$9.63B
$777K 0.01%
10,782
+1,473
+16% +$114K
HIMU
750
iShares High Yield Muni Active ETF
HIMU
$2.37B
$777K 0.01%
15,787
-2,142
-12% -$103K
28 29
30
31 32

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.