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Principal Securities

Principal Securities Portfolio holdings

AUM $8.31B Turnover 14.93%
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9 years
Top 10 Avg Time Held
1.4 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
LCAP icon
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ icon
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.8%
2 Technology 8.02%
3 Financials 4.14%
4 Consumer Discretionary 3.06%
5 Healthcare 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TSM icon
51
TSMC
TSM
$2.19T
$24M 0.35%
70,981
-5,058
-7% -$1.74M
2023 Q4
9 quarters
JEPI icon
52
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$23.3M 0.34%
411,371
-115,463
-22% -$6.72M
2023 Q4
9 quarters
EWU icon
53
iShares MSCI United Kingdom ETF
EWU
$3.77B
$22.9M 0.34%
502,063
+10,080
+2% +$464K
2023 Q4
9 quarters
PREF icon
54
Principal Spectrum Preferred Securities Active ETF
PREF
$1.89B
$22.8M 0.33%
1,212,564
+285,169
+31% +$5.44M
2023 Q4
9 quarters
ITOT icon
55
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$22.5M 0.33%
157,681
-2,189
-1% -$326K
2023 Q4
9 quarters
SBAR icon
56
Simplify Barrier Income ETF
SBAR
$418M
$22.3M 0.33%
910,332
+472,907
+108% +$12.2M
2025 Q2
3 quarters
VGLT icon
57
Vanguard Long-Term Treasury ETF
VGLT
$10.7B
$21.9M 0.32%
395,286
+15,334
+4% +$861K
2023 Q4
9 quarters
LLY icon
58
Eli Lilly
LLY
$1.12T
$21.3M 0.31%
23,156
+1,851
+9% +$1.88M
2023 Q4
9 quarters
QUAL icon
59
iShares MSCI USA Quality Factor ETF
QUAL
$48.9B
$21.2M 0.31%
110,632
+1,638
+2% +$328K
2023 Q4
9 quarters
VCSH icon
60
Vanguard Short-Term Corporate Bond ETF
VCSH
$44B
$20.9M 0.31%
263,105
+42,222
+19% +$3.36M
2023 Q4
9 quarters
LVHI icon
61
Franklin International Low Volatility High Dividend Index ETF
LVHI
$6.04B
$20M 0.29%
493,235
+118,017
+31% +$4.64M
2023 Q4
9 quarters
FNDE icon
62
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.5B
$19.7M 0.29%
513,907
+38,248
+8% +$1.47M
2023 Q4
9 quarters
APCB icon
63
ActivePassive Core Bond ETF
APCB
$993M
$19.4M 0.28%
659,492
+11,281
+2% +$335K
2023 Q4
9 quarters
HYG icon
64
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$18.9M 0.28%
237,492
-9,415
-4% -$757K
2023 Q4
9 quarters
XMMO icon
65
Invesco S&P MidCap Momentum ETF
XMMO
$6.78B
$18.5M 0.27%
127,717
+58,090
+83% +$8.4M
2023 Q4
9 quarters
XOM icon
66
ExxonMobil
XOM
$718B
$18.5M 0.27%
109,151
+74
+0.1% +$10.8K
2023 Q4
9 quarters
SPY icon
67
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$18.4M 0.27%
28,295
+4,152
+17% +$2.82M
2023 Q4
9 quarters
COWZ icon
68
Pacer US Cash Cows 100 ETF
COWZ
$19.5B
$17.7M 0.26%
282,202
+149,333
+112% +$9.38M
2023 Q4
9 quarters
QYLD icon
69
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.54B
$17.6M 0.26%
1,028,435
+25,733
+3% +$453K
2023 Q4
9 quarters
XYLD icon
70
Global X S&P 500 Covered Call ETF
XYLD
$3.43B
$17.5M 0.26%
447,763
+15,084
+3% +$610K
2023 Q4
9 quarters
TSLA icon
71
Tesla
TSLA
$1.43T
$17.5M 0.26%
47,087
+5,726
+14% +$2.36M
2023 Q4
9 quarters
CMDY icon
72
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$738M
$17M 0.25%
286,107
-1,439
-0.5% -$78.2K
2023 Q4
9 quarters
IWX icon
73
iShares Russell Top 200 Value ETF
IWX
$3.38B
$17M 0.25%
183,193
-37,559
-17% -$3.57M
2024 Q3
6 quarters
FNDX icon
74
Schwab Fundamental US Large Company Index ETF
FNDX
$28.1B
$16.8M 0.25%
603,952
+15,013
+3% +$425K
2023 Q4
9 quarters
GIGB icon
75
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$972M
$16.7M 0.25%
365,151
+29,076
+9% +$1.35M
2023 Q4
9 quarters
1 2
3
4 5

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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.