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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
51
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$23.8M 0.37%
159,870
+3,285
+2% +$485K
APIE icon
52
ActivePassive International Equity ETF
APIE
$1.11B
$23.7M 0.37%
667,694
+58,717
+10% +$2.11M
TSM icon
53
TSMC
TSM
$2.09T
$23.1M 0.36%
76,039
+265
+0.3% +$77.8K
LLY icon
54
Eli Lilly
LLY
$1.07T
$22.9M 0.35%
21,305
+1,855
+10% +$1.77M
LQD icon
55
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$21.7M 0.33%
196,982
-5,901
-3% -$656K
QUAL icon
56
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$21.6M 0.33%
108,994
+21,410
+24% +$4.21M
EWU icon
57
iShares MSCI United Kingdom ETF
EWU
$4.04B
$21.6M 0.33%
491,983
+35,138
+8% +$1.51M
VGLT icon
58
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$21.2M 0.33%
379,952
+19,371
+5% +$1.1M
IWX icon
59
iShares Russell Top 200 Value ETF
IWX
$4.03B
$20.3M 0.31%
220,752
+220,656
+229,850% +$19.8M
HYG icon
60
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$19.9M 0.31%
246,907
-45,822
-16% -$3.69M
APCB icon
61
ActivePassive Core Bond ETF
APCB
$1B
$19.2M 0.3%
648,211
+49,742
+8% +$1.49M
IWY icon
62
iShares Russell Top 200 Growth ETF
IWY
$16B
$18.6M 0.29%
67,305
-41,781
-38% -$11.6M
TSLA icon
63
Tesla
TSLA
$1.24T
$18.6M 0.29%
41,361
+5,024
+14% +$2.23M
GOVT icon
64
iShares US Treasury Bond ETF
GOVT
$43.6B
$17.9M 0.28%
775,899
+212,482
+38% +$4.92M
QYLD icon
65
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$17.7M 0.27%
1,002,702
+14,641
+1% +$255K
PREF icon
66
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$17.7M 0.27%
927,395
+254,600
+38% +$4.86M
VCSH icon
67
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$17.6M 0.27%
220,883
+33,909
+18% +$2.71M
XYLD icon
68
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$17.6M 0.27%
432,679
+4,636
+1% +$186K
ETY icon
69
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$17.4M 0.27%
1,133,857
-17,881
-2% -$277K
FNDE icon
70
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$17.2M 0.26%
475,659
+38,798
+9% +$1.42M
MA icon
71
Mastercard
MA
$477B
$17M 0.26%
29,791
-419
-1% -$234K
SPY icon
72
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$16.5M 0.25%
24,143
+3,926
+19% +$2.65M
VHT icon
73
Vanguard Health Care ETF
VHT
$18.2B
$16.2M 0.25%
56,201
+3,734
+7% +$1.04M
FNDX icon
74
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$16M 0.25%
588,939
-92,215
-14% -$2.47M
GIGB icon
75
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$957M
$15.5M 0.24%
336,075
-433
-0.1% -$20.2K
1 2
3
4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.