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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVHI icon
701
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$463K 0.01%
15,540
-582
-4% -$16.5K
HYMB icon
702
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$459K 0.01%
+17,870
New +$454K
VNQ icon
703
Vanguard Real Estate ETF
VNQ
$39.9B
$459K 0.01%
5,306
+304
+6% +$26K
PEO
704
Adams Natural Resources Fund
PEO
$759M
$456K 0.01%
20,567
-3,525
-15% -$72K
IWD icon
705
iShares Russell 1000 Value ETF
IWD
$82B
$454K 0.01%
2,532
-151
-6% -$25.6K
CDW icon
706
CDW
CDW
$17.1B
$452K 0.01%
1,767
+43
+2% +$10.2K
SIVR icon
707
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$449K 0.01%
18,868
+1,517
+9% +$33.9K
APRH icon
708
Innovator Premium Income 20 Barrier ETF April
APRH
$25M
$448K 0.01%
18,281
– –
IYG icon
709
iShares US Financial Services ETF
IYG
$2.13B
$448K 0.01%
6,756
-120
-2% -$7.45K
TLT icon
710
iShares 20+ Year Treasury Bond ETF
TLT
$42.6B
$447K 0.01%
4,729
+1,468
+45% +$139K
EL icon
711
Estee Lauder
EL
$29B
$447K 0.01%
2,901
+1,078
+59% +$153K
BAX icon
712
Baxter International
BAX
$11.6B
$444K 0.01%
10,379
-2,808
-21% -$114K
VOYA icon
713
Voya Financial
VOYA
$8.94B
$443K 0.01%
5,995
+951
+19% +$67K
PAUG icon
714
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$442K 0.01%
12,505
-605
-5% -$20.8K
BKLC icon
715
BNY Mellon US Large Cap Core Equity ETF
BKLC
$1.79B
$441K 0.01%
13,269
– –
IAU icon
716
iShares Gold Trust
IAU
$63B
$441K 0.01%
10,497
+1,122
+12% +$44K
BSCP
717
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$441K 0.01%
21,564
+2,741
+15% +$56K
WAB icon
718
Wabtec
WAB
$51.1B
$440K 0.01%
3,023
+1,967
+186% +$266K
BIPC icon
719
Brookfield Infrastructure
BIPC
$5.11B
$439K 0.01%
12,184
+358
+3% +$12.5K
BAUG icon
720
Innovator US Equity Buffer ETF August
BAUG
$197M
$439K 0.01%
11,283
-95
-0.8% -$3.54K
VBK icon
721
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$438K 0.01%
1,678
+147
+10% +$36.1K
CARR icon
722
Carrier Global
CARR
$57.2B
$437K 0.01%
7,517
+805
+12% +$45.2K
BNS icon
723
Scotiabank
BNS
$106B
$435K 0.01%
8,409
+8,392
+49,365% +$402K
DRI icon
724
Darden Restaurants
DRI
$22.5B
$435K 0.01%
2,600
+619
+31% +$103K
XHB icon
725
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$434K 0.01%
3,886
+1,000
+35% +$99.9K
27 28
29
30 31

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CIA
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.