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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APP icon
626
Applovin
APP
$132B
$749K 0.02%
5,734
+1,397
+32% +$127K
FTEC icon
627
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$743K 0.02%
4,257
-128
-3% -$21.6K
EEM icon
628
iShares MSCI Emerging Markets ETF
EEM
$28B
$741K 0.02%
16,160
+84
+0.5% +$3.62K
HEFA icon
629
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$739K 0.02%
20,868
-3,347
-14% -$116K
MTUM icon
630
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$738K 0.02%
3,641
-427
-10% -$82.7K
DT icon
631
Dynatrace
DT
$12.1B
$738K 0.02%
13,794
+2,292
+20% +$109K
SCHF icon
632
Schwab International Equity ETF
SCHF
$65.6B
$734K 0.02%
35,716
+10,574
+42% +$209K
SPTS icon
633
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$733K 0.02%
24,925
+1,499
+6% +$43.7K
LMBS icon
634
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$732K 0.02%
14,815
+3,432
+30% +$168K
VPU
635
Vanguard Utilities ETF
VPU
$8.83B
$730K 0.02%
4,195
-24
-0.6% -$3.86K
SIVR icon
636
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$727K 0.02%
24,447
+3,097
+15% +$87.1K
BSCQ icon
637
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$725K 0.02%
37,073
+3,125
+9% +$60.7K
DECK icon
638
Deckers Outdoor
DECK
$13.3B
$723K 0.02%
4,537
+373
+9% +$56.9K
IAU icon
639
iShares Gold Trust
IAU
$63B
$722K 0.02%
14,532
+3,171
+28% +$148K
LVHI icon
640
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$720K 0.02%
23,169
+6,942
+43% +$211K
DDOG icon
641
Datadog
DDOG
$87.9B
$719K 0.02%
6,251
+849
+16% +$99.2K
BSX icon
642
Boston Scientific
BSX
$65.8B
$715K 0.02%
8,527
+2,028
+31% +$160K
NSC icon
643
Norfolk Southern
NSC
$78.8B
$712K 0.02%
2,864
+66
+2% +$15.8K
SRE icon
644
Sempra
SRE
$60.8B
$710K 0.02%
8,489
+822
+11% +$65.7K
XLSR icon
645
State Street US Sector Rotation ETF
XLSR
$996M
$709K 0.02%
13,670
+244
+2% +$12.3K
CLS icon
646
Celestica
CLS
$35.1B
$704K 0.02%
13,773
+5,125
+59% +$265K
DFP
647
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$703K 0.02%
32,703
+3,485
+12% +$70.1K
ICVT icon
648
iShares Convertible Bond ETF
ICVT
$7.23B
$702K 0.02%
8,393
+4,622
+123% +$371K
IWP icon
649
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$698K 0.02%
5,950
+749
+14% +$83.7K
FBND icon
650
Fidelity Total Bond ETF
FBND
$26.9B
$693K 0.02%
14,825
+393
+3% +$18.2K
24 25
26
27 28

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.