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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARES icon
601
Ares Management
ARES
$28.5B
$814K 0.02%
5,223
+179
+4% +$26K
HACK icon
602
Amplify Cybersecurity ETF
HACK
$2.63B
$812K 0.02%
11,890
-3,854
-24% -$251K
ESGU icon
603
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$811K 0.02%
6,424
+102
+2% +$12.4K
VICI icon
604
VICI Properties
VICI
$29.4B
$809K 0.02%
24,285
+4,401
+22% +$139K
SGOL icon
605
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$808K 0.02%
32,147
+1,885
+6% +$44.6K
VXUS icon
606
Vanguard Total International Stock ETF
VXUS
$153B
$806K 0.02%
12,448
+59
+0.5% +$3.65K
VTIP icon
607
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$804K 0.02%
16,302
-15,080
-48% -$734K
AYI icon
608
Acuity Brands
AYI
$9.88B
$800K 0.02%
2,904
+349
+14% +$86.7K
INTC icon
609
Intel
INTC
$466B
$799K 0.02%
34,054
-53,947
-61% -$1.35M
PNC icon
610
PNC Financial Services
PNC
$100B
$796K 0.02%
4,306
+520
+14% +$91.2K
IWL icon
611
iShares Russell Top 200 ETF
IWL
$2.16B
$795K 0.02%
5,660
+78
+1% +$10.6K
PCAR icon
612
PACCAR
PCAR
$69.6B
$794K 0.02%
8,045
+1,048
+15% +$102K
MAS icon
613
Masco
MAS
$16B
$790K 0.02%
9,406
+1,316
+16% +$99.8K
GLPI icon
614
Gaming and Leisure Properties
GLPI
$12.8B
$789K 0.02%
15,341
+3,740
+32% +$185K
HCA icon
615
HCA Healthcare
HCA
$84.8B
$789K 0.02%
1,942
+248
+15% +$90.8K
TTD icon
616
Trade Desk
TTD
$8.13B
$787K 0.02%
7,179
+268
+4% +$26.7K
IEI icon
617
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$782K 0.02%
6,540
-181
-3% -$21.4K
BP icon
618
BP
BP
$113B
$782K 0.02%
24,910
+555
+2% +$18.8K
CMI icon
619
Cummins
CMI
$91.7B
$776K 0.02%
2,396
+301
+14% +$89.2K
JHG
620
DELISTED
Janus Henderson
JHG
$766K 0.02%
20,127
+10,355
+106% +$374K
BSTP icon
621
Innovator Buffer Step-Up Strategy ETF
BSTP
$59.6M
$759K 0.02%
23,193
+141
+0.6% +$4.48K
GOAU icon
622
US Global GO Gold and Precious Metal Miners ETF
GOAU
$164M
$757K 0.02%
35,507
+1,834
+5% +$37.5K
BIDU icon
623
Baidu
BIDU
$35.8B
$755K 0.02%
7,170
-102
-1% -$9.01K
VOOV icon
624
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$754K 0.02%
3,952
+50
+1% +$9.18K
NGG icon
625
National Grid
NGG
$82.7B
$751K 0.02%
11,444
+1,630
+17% +$99.9K
23 24
25
26 27

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.