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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JANH icon
576
Innovator Premium Income 20 Barrier ETF January
JANH
$14.3M
$862K 0.02%
34,818
-758
-2% -$18.9K
FTNT icon
577
Fortinet
FTNT
$112B
$861K 0.02%
11,108
+490
+5% +$33.5K
FANG icon
578
Diamondback Energy
FANG
$57.6B
$860K 0.02%
4,990
+33
+0.7% +$6.35K
CRL icon
579
Charles River Laboratories
CRL
$10.9B
$859K 0.02%
4,360
+15
+0.3% +$3.12K
FMAY icon
580
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$858K 0.02%
18,441
– –
BJUN icon
581
Innovator US Equity Buffer ETF June
BJUN
$311M
$856K 0.02%
21,020
– –
EPD icon
582
Enterprise Products Partners
EPD
$83.8B
$855K 0.02%
29,368
+1,923
+7% +$56.2K
TGT icon
583
Target
TGT
$62.1B
$851K 0.02%
5,458
+575
+12% +$85.6K
WH icon
584
Wyndham Hotels & Resorts
WH
$5.46B
$846K 0.02%
10,828
-47
-0.4% -$3.57K
BUFD icon
585
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$839K 0.02%
33,511
+7,357
+28% +$181K
WM icon
586
Waste Management
WM
$95.9B
$837K 0.02%
4,034
+542
+16% +$113K
AWK icon
587
American Water Works
AWK
$26.3B
$834K 0.02%
5,702
+75
+1% +$10.6K
RGA icon
588
Reinsurance Group of America
RGA
$15.7B
$834K 0.02%
3,826
+559
+17% +$119K
GILD icon
589
Gilead Sciences
GILD
$161B
$833K 0.02%
9,936
+1,722
+21% +$131K
EA icon
590
Electronic Arts
EA
$52.4B
$831K 0.02%
5,791
+750
+15% +$109K
EXC icon
591
Exelon
EXC
$48.6B
$829K 0.02%
20,452
+796
+4% +$29.9K
MAGS icon
592
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.91B
$829K 0.02%
17,379
+10,873
+167% +$492K
BOND icon
593
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$828K 0.02%
8,754
+114
+1% +$10.6K
LULU icon
594
lululemon athletica
LULU
$13B
$827K 0.02%
3,048
+188
+7% +$49.9K
EMR icon
595
Emerson Electric
EMR
$82.9B
$821K 0.02%
7,510
+303
+4% +$32.6K
CGDG icon
596
Capital Group Dividend Growers ETF
CGDG
$5.38B
$821K 0.02%
+26,725
New +$790K
APH icon
597
Amphenol
APH
$188B
$821K 0.02%
12,592
+4,182
+50% +$271K
MPC icon
598
Marathon Petroleum
MPC
$90.3B
$820K 0.02%
5,034
+324
+7% +$54.8K
THC icon
599
Tenet Healthcare
THC
$20.1B
$819K 0.02%
4,927
-953
-16% -$144K
PSA icon
600
Public Storage
PSA
$60.2B
$815K 0.02%
2,240
-42
-2% -$13.6K
22 23
24
25 26

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
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CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
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Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.