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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
551
Idexx Laboratories
IDXX
$42.9B
$1.4M 0.02%
2,196
+118
+6% +$71.6K
PPA icon
552
Invesco Aerospace & Defense ETF
PPA
$8.27B
$1.4M 0.02%
9,002
+1,228
+16% +$181K
ICVT icon
553
iShares Convertible Bond ETF
ICVT
$7.23B
$1.4M 0.02%
13,976
+728
+5% +$68.4K
SJNK icon
554
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.39M 0.02%
54,447
+8,537
+19% +$217K
EXG icon
555
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.39M 0.02%
153,160
+10,268
+7% +$91K
TD icon
556
Toronto Dominion Bank
TD
$198B
$1.39M 0.02%
17,417
+2,362
+16% +$177K
EJUL icon
557
Innovator Emerging Markets Power Buffer ETF July
EJUL
$167M
$1.38M 0.02%
47,852
-23,543
-33% -$662K
STZ icon
558
Constellation Brands
STZ
$22.2B
$1.38M 0.02%
10,282
+41
+0.4% +$6.52K
LDOS icon
559
Leidos
LDOS
$14.1B
$1.38M 0.02%
7,314
+1,207
+20% +$210K
XLU icon
560
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.38M 0.02%
31,628
+12,702
+67% +$537K
NSC icon
561
Norfolk Southern
NSC
$78.8B
$1.38M 0.02%
4,590
-7
-0.2% -$1.95K
JHG
562
DELISTED
Janus Henderson
JHG
$1.38M 0.02%
30,951
+15,525
+101% +$671K
USA icon
563
Liberty All-Star Equity Fund
USA
$1.75B
$1.38M 0.02%
216,947
+29,530
+16% +$195K
FLGB icon
564
Franklin FTSE United Kingdom ETF
FLGB
$887M
$1.37M 0.02%
42,306
+1,322
+3% +$41.6K
IJUL icon
565
Innovator International Developed Power Buffer ETF July
IJUL
$238M
$1.36M 0.02%
41,736
-485
-1% -$15.6K
FITB
566
Fifth Third Bancorp
FITB
$52B
$1.36M 0.02%
30,577
-1,560
-5% -$68.3K
FOXA icon
567
Fox Class A
FOXA
$23.2B
$1.36M 0.02%
21,557
+2,667
+14% +$154K
HCA icon
568
HCA Healthcare
HCA
$84.8B
$1.36M 0.02%
3,184
-69
-2% -$26.7K
CTA icon
569
Simplify Managed Futures Strategy ETF
CTA
$1.65B
$1.36M 0.02%
48,475
+3,016
+7% +$83.3K
VLO icon
570
Valero Energy
VLO
$89.8B
$1.36M 0.02%
7,960
+925
+13% +$138K
SCHF icon
571
Schwab International Equity ETF
SCHF
$65.6B
$1.35M 0.02%
58,181
+2,385
+4% +$53.9K
EEM icon
572
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.34M 0.02%
25,104
+1,625
+7% +$81.6K
PRU icon
573
Prudential Financial
PRU
$41.7B
$1.34M 0.02%
12,881
+323
+3% +$34K
FPF
574
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.34M 0.02%
69,726
+8
+0% +$152
FLRN icon
575
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1.34M 0.02%
43,263
-658
-1% -$20.3K
21 22
23
24 25

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.