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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
526
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.72M 0.03%
12,394
-347
-3% -$48.3K
IDXX icon
527
Idexx Laboratories
IDXX
$42.9B
$1.72M 0.03%
2,541
+345
+16% +$235K
ETR icon
528
Entergy
ETR
$54.1B
$1.69M 0.03%
18,321
-9,913
-35% -$940K
NVO
529
Novo Nordisk
NVO
$216B
$1.69M 0.03%
33,265
+646
+2% +$33K
PFF icon
530
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.69M 0.03%
54,457
+3,785
+7% +$118K
SPG icon
531
Simon Property Group
SPG
$74.5B
$1.68M 0.03%
9,089
+547
+6% +$99.4K
RECS icon
532
Columbia Research Enhanced Core ETF
RECS
$5.89B
$1.68M 0.03%
41,134
+13,853
+51% +$564K
MCO icon
533
Moody's
MCO
$81.7B
$1.68M 0.03%
3,285
+107
+3% +$52.2K
ROP icon
534
Roper Technologies
ROP
$36.3B
$1.68M 0.03%
3,767
-312
-8% -$144K
CASY icon
535
Casey's General Stores
CASY
$31.9B
$1.67M 0.03%
3,014
+15
+0.5% +$8.26K
STRL icon
536
Sterling Infrastructure
STRL
$20.3B
$1.66M 0.03%
5,407
+1,604
+42% +$553K
IMCV icon
537
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.13B
$1.66M 0.03%
20,101
-828
-4% -$66.9K
FAST icon
538
Fastenal
FAST
$54B
$1.65M 0.03%
41,172
-554
-1% -$23.3K
PHK
539
PIMCO High Income Fund
PHK
$861M
$1.64M 0.03%
337,605
+8,355
+3% +$40.6K
ICVT icon
540
iShares Convertible Bond ETF
ICVT
$7.23B
$1.63M 0.03%
16,535
+2,559
+18% +$257K
HBTA
541
Horizon Expedition Plus ETF
HBTA
$222M
$1.62M 0.03%
55,979
+2,686
+5% +$77.2K
FTGC icon
542
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$1.62M 0.02%
69,608
-1,003
-1% -$26.1K
FPEI icon
543
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$1.61M 0.02%
83,245
+6,787
+9% +$132K
ACGL icon
544
Arch Capital
ACGL
$36.1B
$1.61M 0.02%
16,818
+4,715
+39% +$431K
DAL icon
545
Delta Air Lines
DAL
$55.9B
$1.61M 0.02%
23,211
+473
+2% +$29.6K
XLV icon
546
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.61M 0.02%
10,391
+3,528
+51% +$528K
NLY icon
547
Annaly Capital Management
NLY
$16.9B
$1.59M 0.02%
70,963
-8,942
-11% -$195K
SJNK icon
548
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.59M 0.02%
62,616
+8,169
+15% +$207K
HEQ
549
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.58M 0.02%
147,371
-5,101
-3% -$54.8K
JCI icon
550
Johnson Controls International
JCI
$87.5B
$1.57M 0.02%
13,088
-1,054
-7% -$121K
20 21
22
23 24

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.