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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJUL icon
501
Innovator US Equity Buffer ETF July
BJUL
$289M
$1.09M 0.03%
24,906
+20,610
+480% +$874K
EAD
502
Allspring Income Opportunities Fund
EAD
$372M
$1.08M 0.03%
151,571
-64,984
-30% -$451K
MSCI icon
503
MSCI
MSCI
$40B
$1.08M 0.03%
1,854
+103
+6% +$55.8K
HTUS icon
504
Hull Tactical US ETF
HTUS
$152M
$1.08M 0.03%
24,456
+5,531
+29% +$233K
RY icon
505
Royal Bank of Canada
RY
$291B
$1.07M 0.03%
8,598
+2,739
+47% +$314K
JBHT icon
506
JB Hunt Transport Services
JBHT
$27.1B
$1.06M 0.03%
6,173
+757
+14% +$127K
FIS icon
507
Fidelity National Information Services
FIS
$21.5B
$1.06M 0.03%
12,699
+1,047
+9% +$82.7K
FAST icon
508
Fastenal
FAST
$54B
$1.06M 0.03%
29,700
+260
+0.9% +$8.8K
EEMV icon
509
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$1.05M 0.03%
16,818
-904
-5% -$53.5K
NLY icon
510
Annaly Capital Management
NLY
$16.9B
$1.05M 0.03%
52,542
+3,498
+7% +$70.1K
EXG icon
511
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.05M 0.03%
120,815
+3,942
+3% +$33.2K
CW icon
512
Curtiss-Wright
CW
$27.7B
$1.05M 0.03%
3,203
+554
+21% +$164K
HSY icon
513
Hershey
HSY
$35.4B
$1.05M 0.03%
5,487
+807
+17% +$157K
SOXX icon
514
iShares Semiconductor ETF
SOXX
$44.2B
$1.05M 0.03%
4,542
-3,071
-40% -$705K
DFAT icon
515
Dimensional US Targeted Value ETF
DFAT
$14.5B
$1.04M 0.03%
18,720
-5,188
-22% -$281K
AIZ icon
516
Assurant
AIZ
$13.7B
$1.03M 0.03%
5,191
+1,670
+47% +$304K
XLRE icon
517
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$1.03M 0.02%
23,091
+982
+4% +$41.4K
FLRN icon
518
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1.03M 0.02%
33,405
-441
-1% -$13.6K
FCX icon
519
Freeport-McMoran
FCX
$90B
$1.03M 0.02%
20,627
+1,179
+6% +$53.1K
PSI icon
520
Invesco Semiconductors ETF
PSI
$2.44B
$1.03M 0.02%
17,895
+2,454
+16% +$140K
VIG icon
521
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.02M 0.02%
5,161
+346
+7% +$65.9K
BUFB icon
522
Innovator Laddered Allocation Buffer ETF
BUFB
$314M
$1.02M 0.02%
32,309
+768
+2% +$23.7K
MKL icon
523
Markel Group
MKL
$25B
$1.01M 0.02%
646
-44
-6% -$68.9K
SMFG icon
524
Sumitomo Mitsui Financial
SMFG
$166B
$1.01M 0.02%
79,860
+19,519
+32% +$258K
TCHP icon
525
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
$1.01M 0.02%
25,380
+3,344
+15% +$128K
19 20
21
22 23

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.