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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMO icon
26
Invesco S&P 500 Momentum ETF
SPMO
$21.1B
$29.2M 0.71%
321,860
+30,133
+10% +$2.64M
IWX icon
27
iShares Russell Top 200 Value ETF
IWX
$4.03B
$28.2M 0.68%
+346,962
New +$27.1M
SPTL icon
28
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$25.9M 0.63%
891,373
+214,201
+32% +$6.11M
META icon
29
Meta Platforms (Facebook)
META
$1.51T
$25.3M 0.61%
44,272
-2,438
-5% -$1.25M
IVE icon
30
iShares S&P 500 Value ETF
IVE
$48.9B
$25M 0.61%
127,004
+7,554
+6% +$1.43M
VTV icon
31
Vanguard Value ETF
VTV
$189B
$24.8M 0.6%
142,304
+24,849
+21% +$4.16M
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$3.91T
$24.5M 0.59%
147,853
+10,646
+8% +$1.79M
GSLC icon
33
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$23.9M 0.58%
211,407
+11,212
+6% +$1.22M
VGLT icon
34
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$23M 0.56%
373,185
+5,856
+2% +$354K
HDV
35
iShares Core High Dividend ETF
HDV
$14.4B
$22.6M 0.55%
961,275
+841,940
+706% +$19.3M
BND icon
36
Vanguard Total Bond Market
BND
$157B
$21.3M 0.51%
283,355
+21,032
+8% +$1.56M
QQQ icon
37
Invesco QQQ Trust
QQQ
$455B
$20.8M 0.5%
42,708
+890
+2% +$421K
JEPI icon
38
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$19.9M 0.48%
335,113
+74,603
+29% +$4.29M
SCHG icon
39
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$19.8M 0.48%
760,708
+64,064
+9% +$1.61M
PSET icon
40
Principal Exchange-Traded Funds Principal Quality ETF
PSET
$27.4M
$19.4M 0.47%
272,169
+9,620
+4% +$657K
VEA icon
41
Vanguard FTSE Developed Markets ETF
VEA
$226B
$19.2M 0.47%
364,228
+23,608
+7% +$1.2M
QYLD icon
42
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$19M 0.46%
1,052,009
+23,989
+2% +$424K
IUSG icon
43
iShares Core S&P US Growth ETF
IUSG
$31.1B
$18.2M 0.44%
137,931
+2,492
+2% +$317K
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.07T
$18.2M 0.44%
39,519
+1,495
+4% +$661K
V icon
45
Visa
V
$677B
$18M 0.43%
65,300
+5,787
+10% +$1.56M
XYLD icon
46
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$17M 0.41%
408,501
+11,755
+3% +$479K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$3.9T
$16.7M 0.4%
99,755
+4,120
+4% +$697K
JPM icon
48
JPMorgan Chase
JPM
$939B
$15.4M 0.37%
73,045
+5,685
+8% +$1.2M
ETY icon
49
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$15.2M 0.37%
1,035,884
+29,118
+3% +$409K
EWU icon
50
iShares MSCI United Kingdom ETF
EWU
$4.04B
$15M 0.36%
399,740
+19,877
+5% +$721K
1
2
3 4 5

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
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Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.