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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHI icon
426
D.R. Horton
DHI
$41B
$2.34M 0.04%
16,246
+2,229
+16% +$339K
PTY icon
427
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$2.32M 0.04%
179,735
-2,748
-2% -$37.1K
CBOE icon
428
Cboe Global Markets
CBOE
$29.8B
$2.31M 0.04%
9,198
+4,461
+94% +$1.11M
XLSR icon
429
State Street US Sector Rotation ETF
XLSR
$996M
$2.3M 0.04%
36,876
+23,372
+173% +$1.43M
URI icon
430
United Rentals
URI
$71.1B
$2.25M 0.03%
2,778
-5
-0.2% -$4.34K
RTO icon
431
Rentokil
RTO
$14.3B
$2.24M 0.03%
76,018
+28,150
+59% +$782K
DON icon
432
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$2.22M 0.03%
43,019
+1,150
+3% +$59.3K
GEV icon
433
GE Vernova
GEV
$270B
$2.22M 0.03%
3,396
+746
+28% +$454K
SMLF icon
434
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$2.21M 0.03%
29,561
+2,901
+11% +$216K
YUMC icon
435
Yum China
YUMC
$14.9B
$2.21M 0.03%
46,344
+15,508
+50% +$710K
DE icon
436
Deere & Co
DE
$170B
$2.21M 0.03%
4,752
-57
-1% -$26.7K
FTCS icon
437
First Trust Capital Strength ETF
FTCS
$7.88B
$2.2M 0.03%
23,799
-3,730
-14% -$345K
MSI icon
438
Motorola Solutions
MSI
$69.4B
$2.2M 0.03%
5,743
-328
-5% -$132K
MAGS icon
439
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.91B
$2.2M 0.03%
33,336
+1,442
+5% +$95.2K
QTEC icon
440
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$2.2M 0.03%
9,551
-31
-0.3% -$7.23K
WCN
441
Waste Connections
WCN
$42.8B
$2.2M 0.03%
12,525
+215
+2% +$37.2K
GOF icon
442
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.18M 0.03%
169,603
+16,043
+10% +$210K
NOC icon
443
Northrop Grumman
NOC
$77B
$2.18M 0.03%
3,828
-24
-0.6% -$13.9K
WBD icon
444
Warner Bros
WBD
$64.6B
$2.18M 0.03%
75,684
+23,519
+45% +$550K
SUB icon
445
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.18M 0.03%
20,437
-110
-0.5% -$11.7K
FTHI icon
446
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$2.18M 0.03%
92,179
-1,325
-1% -$31.3K
ICF icon
447
iShares Select U.S. REIT ETF
ICF
$2.12B
$2.18M 0.03%
36,480
+926
+3% +$56.2K
HII icon
448
Huntington Ingalls Industries
HII
$11.3B
$2.17M 0.03%
6,394
+123
+2% +$38.2K
GSK icon
449
GSK
GSK
$103B
$2.17M 0.03%
44,290
+2,717
+7% +$127K
BLW icon
450
BlackRock Limited Duration Income Trust
BLW
$491M
$2.17M 0.03%
158,067
-4,654
-3% -$64.4K
16 17
18
19 20

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.