We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
376
T-Mobile US
TMUS
$193B
$2.7M 0.04%
13,318
-1,316
-9% -$279K
EME icon
377
Emcor
EME
$33.1B
$2.7M 0.04%
4,413
+199
+5% +$129K
CLS icon
378
Celestica
CLS
$35.1B
$2.7M 0.04%
9,122
-2,797
-23% -$843K
UL icon
379
Unilever
UL
$131B
$2.69M 0.04%
41,182
-5,416
-12% -$364K
NVT icon
380
nVent Electric
NVT
$24.5B
$2.69M 0.04%
26,354
+3,341
+15% +$347K
MAS icon
381
Masco
MAS
$16B
$2.68M 0.04%
42,235
-12,234
-22% -$794K
SHV icon
382
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$2.68M 0.04%
24,288
+3,469
+17% +$383K
ICSH icon
383
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$2.68M 0.04%
52,890
-2,743
-5% -$139K
SAP icon
384
SAP
SAP
$187B
$2.66M 0.04%
10,944
+820
+8% +$209K
VEEV icon
385
Veeva Systems
VEEV
$30.3B
$2.65M 0.04%
11,890
-1,353
-10% -$359K
AVDV icon
386
Avantis International Small Cap Value ETF
AVDV
$18.9B
$2.65M 0.04%
28,185
+843
+3% +$76.5K
BIL icon
387
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$2.64M 0.04%
28,843
+1,889
+7% +$173K
CGMM
388
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.06B
$2.62M 0.04%
90,860
+19,421
+27% +$553K
UPS icon
389
United Parcel Service
UPS
$97.6B
$2.61M 0.04%
26,360
+1,253
+5% +$117K
SCZ icon
390
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2.6M 0.04%
33,542
-754
-2% -$57.8K
TEL icon
391
TE Connectivity
TEL
$58.8B
$2.6M 0.04%
11,430
+2,288
+25% +$529K
SPSB icon
392
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.6M 0.04%
85,944
+58,914
+218% +$1.78M
FSTA icon
393
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$2.59M 0.04%
52,598
+19,302
+58% +$957K
TT icon
394
Trane Technologies
TT
$106B
$2.58M 0.04%
6,633
+247
+4% +$102K
AMP icon
395
Ameriprise Financial
AMP
$46.8B
$2.58M 0.04%
5,260
+42
+0.8% +$19.9K
LOW icon
396
Lowe's Companies
LOW
$116B
$2.57M 0.04%
10,643
-343
-3% -$82.4K
VXUS icon
397
Vanguard Total International Stock ETF
VXUS
$153B
$2.55M 0.04%
33,833
+7,037
+26% +$525K
IWM icon
398
iShares Russell 2000 ETF
IWM
$80.9B
$2.55M 0.04%
10,357
+2,052
+25% +$504K
KMX icon
399
CarMax
KMX
$8.27B
$2.55M 0.04%
65,892
-7,788
-11% -$311K
BSX icon
400
Boston Scientific
BSX
$65.8B
$2.54M 0.04%
26,686
+3,335
+14% +$327K
14 15
16
17 18

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.