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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
3851
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
– –
-833
Closed -$22.4K
UWM icon
3852
ProShares Ultra Russell2000
UWM
$255M
– –
-6,218
Closed -$234K
VERV
3853
DELISTED
Verve Therapeutics
VERV
– –
-188
Closed -$2.11K
VERX icon
3854
Vertex
VERX
$1.92B
– –
-10
Closed -$353
VICE icon
3855
AdvisorShares Vice ETF
VICE
$7.27M
– –
-108
Closed -$3.7K
VTLE
3856
DELISTED
Vital Energy
VTLE
– –
-152
Closed -$2.45K
WBA
3857
DELISTED
Walgreens Boots Alliance
WBA
– –
-4,412
Closed -$50.6K
WDI
3858
Western Asset Diversified Income Fund
WDI
$681M
– –
-400
Closed -$5.94K
WHD icon
3859
Cactus
WHD
$3.83B
– –
-880
Closed -$38.5K
WNS
3860
DELISTED
WNS Holdings
WNS
– –
-41
Closed -$2.59K
XYF
3861
X Financial
XYF
$184M
– –
-45
Closed -$786
GUTS icon
3862
Fractyl Health
GUTS
$123M
– –
-15
Closed -$24
BTX
3863
BlackRock Technology and Private Equity Term Trust
BTX
$957M
– –
-555
Closed -$4.07K
CNR
3864
Core Natural Resources Inc
CNR
$4.19B
– –
-2
Closed -$139
SYFI
3865
AB Short Duration High Yield ETF
SYFI
$924M
– –
-42
Closed -$1.51K
ETHA
3866
iShares Ethereum Trust ETF
ETHA
$5.25B
– –
-10,314
Closed -$197K
SEG
3867
Seaport Entertainment Group
SEG
$333M
– –
-21
Closed -$392
CEP
3868
DELISTED
Cantor Equity Partners
CEP
– –
-70
Closed -$1.95K
FVR
3869
FrontView REIT
FVR
$494M
– –
-32
Closed -$384
SNRE
3870
DELISTED
Sunrise Communications AG American Depositary Shares representing Class A shares
SNRE
– –
-13
Closed -$735
SHYM
3871
iShares Short Duration High Yield Muni Active ETF
SHYM
$789M
– –
-20
Closed -$446
CPNM
3872
Calamos Nasdaq-100 Structured Alt Protection ETF - March
CPNM
$16M
– –
-4,723
Closed -$118K
CPSR
3873
Calamos S&P 500 Structured Alt Protection ETF - March
CPSR
$31.1M
– –
-4,885
Closed -$119K
BULLZ
3874
DELISTED
Webull Corporation Incentive Warrant
BULLZ
– –
-1,000
Closed -$1.87K
151 152 153 154
155

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.