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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOZ icon
3751
Panagram BBB-B CLO ETF
CLOZ
$773M
– –
-737
Closed -$19.7K
CRNT icon
3752
Ceragon Networks
CRNT
$194M
– –
-200
Closed -$492
CURI icon
3753
CuriosityStream
CURI
$139M
– –
-54
Closed -$304
DAPP icon
3754
VanEck Digital Transformation ETF
DAPP
$241M
– –
-20
Closed -$331
DBB icon
3755
Invesco DB Base Metals Fund
DBB
$306M
– –
-52
Closed -$1.01K
DFAU icon
3756
Dimensional US Core Equity Market ETF
DFAU
$12.3B
– –
-365
Closed -$15.5K
DIVZ icon
3757
Polen Dividend Income ETF
DIVZ
$300M
– –
-615
Closed -$21.5K
DTIL icon
3758
Precision BioSciences
DTIL
$188M
– –
-69
Closed -$290
DUHP icon
3759
Dimensional US High Profitability ETF
DUHP
$12.3B
– –
-326
Closed -$11.6K
DVAX
3760
DELISTED
Dynavax Technologies
DVAX
– –
-67
Closed -$665
ESGR
3761
DELISTED
Enstar Group
ESGR
– –
-5
Closed -$1.68K
EVRI
3762
DELISTED
Everi Holdings
EVRI
– –
-37
Closed -$527
EWK icon
3763
iShares MSCI Belgium ETF
EWK
$163M
– –
-14
Closed -$309
EZA icon
3764
iShares MSCI South Africa ETF
EZA
$525M
– –
-1
Closed -$54
FARO
3765
DELISTED
Faro Technologies
FARO
– –
-33
Closed -$1.45K
FBZ
3766
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
– –
-2,083
Closed -$25K
FCOR icon
3767
Fidelity Corporate Bond ETF
FCOR
$352M
– –
-125
Closed -$5.92K
FDTX icon
3768
Fidelity Disruptive Technology ETF
FDTX
$266M
– –
-20,942
Closed -$817K
FG icon
3769
F&G Annuities & Life
FG
$3.93B
– –
-19
Closed -$608
FNK icon
3770
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
– –
-124
Closed -$6.42K
FOVL
3771
DELISTED
iShares Focused Value Factor ETF
FOVL
– –
-279
Closed -$20.1K
FSLY icon
3772
Fastly Inc
FSLY
$3.17B
– –
-98
Closed -$692
FUN icon
3773
Cedar Fair
FUN
$1.78B
– –
-133
Closed -$4.05K
FXZ icon
3774
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-107
Closed -$6.09K
GCOW icon
3775
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
– –
-195
Closed -$7.4K
149 150
151
152 153

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.