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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MURA
3726
DELISTED
Mural Oncology
MURA
$21 ﹤0.01%
+10
New +$21
ASIX icon
3727
AdvanSix
ASIX
$567M
$19 ﹤0.01%
1
-195
-99% -$4.1K
DSX.WS icon
3728
Diana Shipping Inc Warrants exp 2026
DSX.WS
$3.08M
$10 ﹤0.01%
105
– –
VAL.WS icon
3729
Valaris Ltd Warrants
VAL.WS
$724M
$6 ﹤0.01%
2
– –
WKHS icon
3730
Workhorse Group
WKHS
$29.5M
– –
0
– –
EMO.RT
3731
DELISTED
ClearBridge Energy Midstream Opportunity Fund Rights expiring Oct 10 2025
EMO.RT
$2 ﹤0.01%
+90
New +$8
AIO
3732
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$882M
– –
-389
Closed -$9.65K
ALT icon
3733
Altimmune
ALT
$539M
– –
-35
Closed -$135
AMED
3734
DELISTED
Amedisys
AMED
– –
-25
Closed -$2.46K
ANSS
3735
DELISTED
Ansys
ANSS
– –
-587
Closed -$206K
ASPN icon
3736
Aspen Aerogels
ASPN
$387M
– –
-604
Closed -$3.58K
ATEC icon
3737
Alphatec Holdings
ATEC
$1.27B
– –
-61
Closed -$677
AVDE icon
3738
Avantis International Equity ETF
AVDE
$17.7B
– –
-15
Closed -$1.13K
AZEK
3739
DELISTED
The AZEK Co
AZEK
– –
-573
Closed -$31.1K
BDN
3740
Brandywine Realty Trust
BDN
$551M
– –
-1,840
Closed -$7.89K
BGR icon
3741
BlackRock Energy and Resources Trust
BGR
$420M
– –
-500
Closed -$6.63K
BILL icon
3742
BILL Holdings
BILL
$4.33B
– –
-14
Closed -$648
BLFS icon
3743
BioLife Solutions
BLFS
$1.46B
– –
-89
Closed -$1.92K
BRT
3744
BRT Apartments
BRT
$282M
– –
-42
Closed -$657
BRY
3745
DELISTED
Berry Corp
BRY
– –
-238
Closed -$659
BYND icon
3746
Beyond Meat
BYND
$288M
– –
-212
Closed -$740
CAOS icon
3747
Alpha Architect Tail Risk ETF
CAOS
$711M
– –
-231
Closed -$20.5K
CCOR icon
3748
Core Alternative Capital
CCOR
$27.8M
– –
-753
Closed -$20.2K
CHW
3749
Calamos Global Dynamic Income Fund
CHW
$544M
– –
-1,000
Closed -$7.13K
CHX
3750
DELISTED
ChampionX
CHX
– –
-989
Closed -$24.6K
148 149
150
151 152

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.