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Principal Securities’s Alpha Architect Tail Risk ETF CAOS Stock Holding History

Principal Securities’s Portfolio CAOS Stock Details CAOS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-231
Closed -$20.5K – 3747
2025
Q2 		$20.5K Buy
+231
New +$20.5K ﹤0.01% 2297

Other funds holding CAOS

IA
Insight Advisors Newtown, Pennsylvania $525M AUM 15.94% 1-Year Est. Return
WCM
Wealthcare Capital Management Richmond, Virginia $1.05B AUM 14.89% 1-Year Est. Return
CWA
Continuum Wealth Advisors Saratoga Springs, New York $296M AUM 24.77% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
WAP
Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return
CC
Cultivar Capital Denton, Texas $155M AUM 16.34% 1-Year Est. Return
VFG
Valley Financial Group Ambler, Pennsylvania $185M AUM 14.05% 1-Year Est. Return
HIF
Hill Island Financial Grand Rapids, Michigan $412M AUM 21.46% 1-Year Est. Return
LKBC
L.K. Benson & Company Baltimore, Maryland $332M AUM 19.03% 1-Year Est. Return

Principal Securities's CAOS Position: Q3 2025 in Review

Principal Securities sold out of Alpha Architect Tail Risk ETF (CAOS) in Q3 2025, closing a stake of 231 shares — an estimated $20.5K sold.

Principal Securities first reported a position in CAOS in Q2 2025 and held it in 1 quarter. The position peaked at $20.5K in Q2 2025. 36 funds tracked by Wall St. Rank hold CAOS as of Q3 2025.

  • Principal Securities reported no remaining Alpha Architect Tail Risk ETF position as of Q3 2025 after selling out during the quarter.
  • Principal Securities sold 231 Alpha Architect Tail Risk ETF shares in Q3 2025, an estimated $20.5K.
  • Principal Securities first reported a position in Alpha Architect Tail Risk ETF in Q2 2025 and held it in 1 quarter.
  • Principal Securities's Alpha Architect Tail Risk ETF position peaked at $20.5K in Q2 2025.
  • 36 funds tracked by Wall St. Rank held Alpha Architect Tail Risk ETF as of Q3 2025.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.