Principal Securities
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Principal Securities’s Alpha Architect Tail Risk ETF CAOS Stock Holding History

Principal Securities’s Portfolio CAOS Stock Details CAOS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$255K Buy
+2,815
New +$255K ﹤0.01% 1404
2025
Q3 		– Sell
-231
Closed -$20.5K – 3747
2025
Q2 		$20.5K Buy
+231
New +$20.5K ﹤0.01% 2297

Other funds holding CAOS

Wealthcare Capital Management
Wealthcare Capital Management Richmond, Virginia $911M AUM 7.69% 1-Year Est. Return
Insight Advisors
Insight Advisors Newtown, Pennsylvania $568M AUM 20.88% 1-Year Est. Return
Continuum Wealth Advisors
Continuum Wealth Advisors Saratoga Springs, New York $307M AUM 19.33% 1-Year Est. Return
Wealthcare Advisory Partners
Wealthcare Advisory Partners West Chester, Pennsylvania $5.9B AUM 14.62% 1-Year Est. Return
Cultivar Capital
Cultivar Capital Denton, Texas $160M AUM 6.9% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return
Strata Wealth Advisors
Strata Wealth Advisors Dallas, Texas $426M AUM 13.69% 1-Year Est. Return
Hill Island Financial
Hill Island Financial Grand Rapids, Michigan $481M AUM 18.93% 1-Year Est. Return
JPL Wealth Management
JPL Wealth Management Highlands Ranch, Colorado $404M AUM 17.8% 1-Year Est. Return
L.K. Benson & Company
L.K. Benson & Company Baltimore, Maryland $337M AUM 7.96% 1-Year Est. Return

Principal Securities's CAOS Position: Q3 2026 in Review

Principal Securities opened a new position in Alpha Architect Tail Risk ETF (CAOS) in Q3 2026: 2,815 shares worth $255K. The stake represents ﹤0.01% of the portfolio and ranks #1404 among its holdings. This is a return to the name: Principal Securities previously reported a position in CAOS as recently as Q2 2025.

Principal Securities first reported a position in CAOS in Q2 2025 and has held it in 2 quarters since. 60 funds tracked by Wall St. Rank hold CAOS as of Q3 2026.

  • Principal Securities held 2,815 shares of Alpha Architect Tail Risk ETF worth $255K as of Q3 2026.
  • Alpha Architect Tail Risk ETF was a new Principal Securities position in Q3 2026.
  • Alpha Architect Tail Risk ETF made up ﹤0.01% of Principal Securities's portfolio in Q3 2026, its #1404 holding.
  • Principal Securities first reported a position in Alpha Architect Tail Risk ETF in Q2 2025 and has held it in 2 quarters since.
  • 60 funds tracked by Wall St. Rank held Alpha Architect Tail Risk ETF as of Q3 2026.

Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.