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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
351
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
| $3.24M | 0.05% |
38,181
+2,412
| +7% | +$217K |
2023 Q4
9 quarters
|
|
352
Toyota
TM
$228B
| $3.23M | 0.05% |
15,687
+180
| +1% | +$40.7K |
2023 Q4
9 quarters
|
|
353
Simplify Short Term Treasury Futures Strategy ETF
TUA
$456M
| $3.22M | 0.05% |
152,411
+22,756
| +18% | +$492K |
2023 Q4
9 quarters
|
|
354
Williams Companies
WMB
$85.9B
| $3.19M | 0.05% |
43,826
-7,242
| -14% | -$501K |
2023 Q4
9 quarters
|
|
355
Vanguard Morningstar Large-Cap ETF
VV
$54.1B
| $3.19M | 0.05% |
10,671
+571
| +6% | +$179K |
2023 Q4
9 quarters
|
|
356
BlackRock Flexible Income ETF
BINC
$16.5B
| $3.17M | 0.05% |
60,964
+5,224
| +9% | +$275K |
2024 Q1
8 quarters
|
|
357
CrowdStrike
CRWD
$233B
| $3.16M | 0.05% |
32,332
-9,576
| -23% | -$1.01M |
2023 Q4
9 quarters
|
|
358
Freeport-McMoran
FCX
$99.3B
| $3.07M | 0.05% |
52,227
+14,032
| +37% | +$848K |
2023 Q4
9 quarters
|
|
359
Waste Management
WM
$89.9B
| $3.07M | 0.05% |
13,357
+1,932
| +17% | +$444K |
2023 Q4
9 quarters
|
|
360
GSK
GSK
$99.4B
| $3.07M | 0.05% |
55,574
+11,284
| +25% | +$611K |
2023 Q4
9 quarters
|
|
361
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.46B
| $3.03M | 0.04% |
103,089
+12,229
| +13% | +$371K |
2025 Q3
2 quarters
|
|
362
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
| $3.01M | 0.04% |
74,963
+15,931
| +27% | +$647K |
2023 Q4
9 quarters
|
|
363
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
| $3M | 0.04% |
64,004
+31,342
| +96% | +$1.53M |
2024 Q2
7 quarters
|
|
364
Autodesk
ADSK
$50B
| $3M | 0.04% |
12,532
-496
| -4% | -$125K |
2023 Q4
9 quarters
|
|
365
iShares Silver Trust
SLV
$27.7B
| $2.98M | 0.04% |
43,755
-4,732
| -10% | -$360K |
2023 Q4
9 quarters
|
|
366
T-Mobile US
TMUS
$171B
| $2.97M | 0.04% |
14,129
+811
| +6% | +$167K |
2023 Q4
9 quarters
|
|
367
CVS Health
CVS
$118B
| $2.96M | 0.04% |
41,146
+1,253
| +3% | +$96.5K |
2023 Q4
9 quarters
|
|
368
iShares MSCI EAFE Growth ETF
EFG
$14.9B
| $2.95M | 0.04% |
26,484
+10,727
| +68% | +$1.26M |
2023 Q4
9 quarters
|
|
369
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$336M
| $2.94M | 0.04% |
15,115
+891
| +6% | +$176K |
2025 Q2
3 quarters
|
|
370
Shopify
SHOP
$218B
| $2.94M | 0.04% |
24,774
+6,751
| +37% | +$887K |
2023 Q4
9 quarters
|
|
371
Vertex Pharmaceuticals
VRTX
$127B
| $2.94M | 0.04% |
6,578
+259
| +4% | +$121K |
2023 Q4
9 quarters
|
|
372
Constellation Energy
CEG
$95.9B
| $2.93M | 0.04% |
10,508
+2,220
| +27% | +$675K |
2023 Q4
9 quarters
|
|
373
Innovator US Small Cap Power Buffer ETF July
KJUL
$225M
| $2.9M | 0.04% |
90,433
-235
| -0.3% | -$7.58K |
2023 Q4
9 quarters
|
|
374
iShares US Tech Independence Focused ETF
IETC
$673M
| $2.89M | 0.04% |
+32,743
| New | +$3.1M |
2026 Q1
0 quarters
|
|
375
Fidelity Emerging Markets Multifactor ETF
FDEM
$566M
| $2.88M | 0.04% |
91,135
+22,748
| +33% | +$750K |
2024 Q4
5 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.