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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEBM
3701
FT Vest U.S. Equity Max Buffer ETF - February
FEBM
$47.7M
– –
-2,560
Closed -$76.6K
ZMAR
3702
Innovator Equity Defined Protection ETF - 1 Yr March
ZMAR
$113M
– –
-2,881
Closed -$78K
USAR
3703
USA Rare Earth Inc
USAR
$3.46B
– –
-480
Closed -$8.25K
JOYY
3704
JOYY Inc
JOYY
$3.73B
– –
-25
Closed -$1.47K
SMA
3705
SmartStop Self Storage REIT
SMA
$1.92B
– –
-10
Closed -$376
SLSN
3706
Solesence Inc
SLSN
$66.4M
– –
-300
Closed -$966
BULLW
3707
Webull Corp Warrants
BULLW
$89.7M
– –
-500
Closed -$3.04K
TPC
3708
Tutor Perini Cor
TPC
$4.57B
– –
-600
Closed -$39.4K
BCPC
3709
Balchem Corp
BCPC
$5.23B
– –
-164
Closed -$24.6K
ZMAY
3710
Innovator Equity Defined Protection ETF - 1 Yr May
ZMAY
$87M
– –
-308
Closed -$7.73K
RIFR
3711
Russell Investments Global Infrastructure ETF
RIFR
$43.8M
– –
-8,818
Closed -$229K
EMA
3712
Emera Inc
EMA
$16.8B
– –
-27
Closed -$1.29K
CRCL
3713
Circle Internet Group
CRCL
$15.5B
– –
-35
Closed -$4.64K
IVES
3714
Dan IVES Wedbush AI Revolution ETF
IVES
$991M
– –
-800
Closed -$25.7K
BMNR
3715
BitMine Immersion Technologies
BMNR
$9.52B
– –
-250
Closed -$13K
KOID
3716
KraneShares Global Humanoid Robotics and Physical AI Index ETF
KOID
$285M
– –
-2,197
Closed -$70.5K
JBS
3717
JBS N.V.
JBS
$40.4B
– –
-33
Closed -$493
AMRZ
3718
Amrize Ltd
AMRZ
$27.3B
– –
-961
Closed -$46.6K
HUMN
3719
Roundhill Humanoid Robotics ETF
HUMN
$79M
– –
-2,353
Closed -$70.8K
JMTG
3720
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.7B
– –
-284
Closed -$14.5K
RAL
3721
Ralliant Corp
RAL
$7.77B
– –
-119
Closed -$5.2K
DDFL
3722
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$129M
– –
-2,129
Closed -$43K
DDTL
3723
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
$77M
– –
-624
Closed -$12.8K
GQGU
3724
GQG US Equity ETF
GQGU
$625M
– –
-136,859
Closed -$3.46M
GLIBA
3725
Liberty Capital Corp Series A GCI Group Common Stock
GLIBA
$891M
– –
-1
Closed -$38
146 147 148
149
150

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
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CIMLRA
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TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.