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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
3551
Gabelli Healthcare & Wellness Trust
GRX
$141M
$454 ﹤0.01%
50
– –
MXL icon
3552
MaxLinear
MXL
$6.49B
$450 ﹤0.01%
+28
New +$440
BRCC icon
3553
BRC Inc
BRCC
$126M
$441 ﹤0.01%
+283
New +$453
LUMN icon
3554
Lumen
LUMN
$6.53B
$441 ﹤0.01%
72
– –
TALO icon
3555
Talos Energy
TALO
$2.49B
$441 ﹤0.01%
+46
New +$413
DGIN icon
3556
VanEck Digital India ETF
DGIN
$14.7M
$439 ﹤0.01%
+11
New +$461
EWTX icon
3557
Edgewise Therapeutics
EWTX
$4.39B
$438 ﹤0.01%
27
– –
WGO icon
3558
Winnebago Industries
WGO
$870M
$435 ﹤0.01%
13
– –
DNTH icon
3559
Dianthus Therapeutics
DNTH
$5.68B
$433 ﹤0.01%
11
– –
MSEX icon
3560
Middlesex Water
MSEX
$1.05B
$433 ﹤0.01%
8
+4
+100% +$214
LVWR icon
3561
LiveWire
LVWR
$299M
$432 ﹤0.01%
91
– –
ANAB icon
3562
AnaptysBio
ANAB
$1.6B
$429 ﹤0.01%
14
– –
FET icon
3563
Forum Energy Technologies
FET
$654M
$427 ﹤0.01%
16
– –
FUBO icon
3564
FuboTV Inc
FUBO
$245M
$427 ﹤0.01%
9
– –
RRR icon
3565
Red Rock Resorts
RRR
$3.74B
$427 ﹤0.01%
7
– –
WVE icon
3566
Wave Life Sciences
WVE
$1.12B
$425 ﹤0.01%
58
– –
MED icon
3567
Medifast
MED
$108M
$424 ﹤0.01%
31
– –
UVSP icon
3568
Univest Financial
UVSP
$1.23B
$420 ﹤0.01%
14
– –
PSEC icon
3569
Prospect Capital
PSEC
$1.06B
$415 ﹤0.01%
151
– –
INO icon
3570
Inovio Pharmaceuticals
INO
$79.8M
$414 ﹤0.01%
177
-454
-72% -$869
CNTA
3571
DELISTED
Centessa Pharmaceuticals
CNTA
$412 ﹤0.01%
17
– –
VG
3572
Venture Global Inc
VG
$35.6B
$412 ﹤0.01%
29
+25
+625% +$356
FLNG icon
3573
FLEX LNG
FLNG
$1.67B
$403 ﹤0.01%
16
– –
GLIN icon
3574
VanEck India Growth Leaders ETF
GLIN
$93.7M
$402 ﹤0.01%
+9
New +$411
ALEX
3575
DELISTED
Alexander & Baldwin
ALEX
$400 ﹤0.01%
+22
New +$404
141 142
143
144 145

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.