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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIGL icon
3526
Rigel Pharmaceuticals
RIGL
$680M
– –
-211
Closed -$1.73K
SBSW icon
3527
Sibanye-Stillwater
SBSW
$5.92B
– –
-27
Closed -$117
SEDG icon
3528
SolarEdge
SEDG
$2.59B
– –
-13
Closed -$328
SFL icon
3529
SFL Corp
SFL
$1.59B
– –
-52
Closed -$722
SLX icon
3530
VanEck Steel ETF
SLX
$166M
– –
-150
Closed -$9.99K
SOXQ icon
3531
Invesco PHLX Semiconductor ETF
SOXQ
$2.38B
– –
-44
Closed -$1.9K
SPCE icon
3532
Virgin Galactic
SPCE
$320M
– –
-1
Closed -$8
SPGP icon
3533
Invesco S&P 500 GARP ETF
SPGP
$2.18B
– –
-157
Closed -$16.1K
SPHB icon
3534
Invesco S&P 500 High Beta ETF
SPHB
$964M
– –
-289
Closed -$24.4K
SPXC icon
3535
SPX Corp
SPXC
$11B
– –
-33
Closed -$4.69K
STNG icon
3536
Scorpio Tankers
STNG
$3.96B
– –
-20
Closed -$1.63K
STPZ icon
3537
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
– –
-917
Closed -$47.4K
TALO icon
3538
Talos Energy
TALO
$2.49B
– –
-23
Closed -$279
TLS icon
3539
Telos
TLS
$337M
– –
-7,819
Closed -$31.4K
TNK icon
3540
Teekay Tankers
TNK
$2.63B
– –
-33
Closed -$2.27K
TPL icon
3541
Texas Pacific Land
TPL
$28.9B
– –
-12
Closed -$2.94K
TTEC icon
3542
TTEC Holdings
TTEC
$103M
– –
-209
Closed -$1.23K
UAVS icon
3543
AgEagle Aerial Systems
UAVS
$41.4M
– –
0
– –
ULCC icon
3544
Frontier Group Holdings
ULCC
$1.34B
– –
-111
Closed -$547
USDU icon
3545
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$472M
– –
-925
Closed -$25.1K
VAL icon
3546
Valaris
VAL
$5.51B
– –
-36
Closed -$2.68K
VC icon
3547
Visteon
VC
$2.77B
– –
-5
Closed -$534
VIR icon
3548
Vir Biotechnology
VIR
$1.47B
– –
-33
Closed -$294
VSH icon
3549
Vishay Intertechnology
VSH
$5.86B
– –
-427
Closed -$9.52K
WHF icon
3550
WhiteHorse Finance
WHF
$141M
– –
-11
Closed -$135
140 141
142
143 144

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.