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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAXN
3501
DELISTED
Maxeon Solar Technologies
MAXN
– –
-1
Closed -$84
MEI icon
3502
Methode Electronics
MEI
$543M
– –
-60
Closed -$621
MJ icon
3503
Amplify Alternative Harvest ETF
MJ
$101M
– –
-83
Closed -$3.32K
MMU
3504
Western Asset Managed Municipals Fund
MMU
$549M
– –
-4,247
Closed -$44K
MNA icon
3505
IQ ARB Merger Arbitrage ETF
MNA
$249M
– –
-2,623
Closed -$82.9K
NFE icon
3506
New Fortress Energy
NFE
$101M
– –
-13
Closed -$200
NMZ icon
3507
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-7,000
Closed -$75.5K
NUS icon
3508
Nu Skin
NUS
$247M
– –
-143
Closed -$1.51K
OCSL icon
3509
Oaktree Specialty Lending
OCSL
$1.03B
– –
-45
Closed -$846
OCTH icon
3510
Innovator Premium Income 20 Barrier ETF October
OCTH
$18M
– –
-59,503
Closed -$1.43M
OCTJ icon
3511
Innovator Premium Income 30 Barrier ETF October
OCTJ
$18.6M
– –
-144,935
Closed -$3.47M
OCTQ
3512
DELISTED
Innovator Premium Income 40 Barrier ETF October
OCTQ
– –
-157,617
Closed -$3.77M
ODP
3513
DELISTED
ODP
ODP
– –
-9
Closed -$353
OMEX icon
3514
Odyssey Marine Exploration
OMEX
$40.4M
– –
-2
Closed -$10
ORC
3515
Orchid Island Capital
ORC
$1.31B
– –
-76
Closed -$634
ORN icon
3516
Orion Group Holdings
ORN
$514M
– –
-360
Closed -$3.42K
PAGS icon
3517
PagSeguro Digital
PAGS
$2.57B
– –
-26,752
Closed -$313K
PCRX icon
3518
Pacira BioSciences
PCRX
$1.02B
– –
-503
Closed -$14.4K
PDX
3519
PIMCO Dynamic Income Strategy Fund
PDX
$957M
– –
-1,463
Closed -$32.6K
PFD
3520
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
– –
-332
Closed -$3.47K
PLAB icon
3521
Photronics
PLAB
$1.79B
– –
-969
Closed -$23.9K
PMF
3522
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-3,354
Closed -$30.8K
PSN icon
3523
Parsons
PSN
$6.28B
– –
-138
Closed -$11.3K
PTH icon
3524
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
– –
-87
Closed -$3.74K
RDNT icon
3525
RadNet
RDNT
$4.84B
– –
-124
Closed -$7.31K
139 140
141
142 143

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.