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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCU icon
3476
Compañía de Cervecerías Unidas
CCU
$2.12B
$703 ﹤0.01%
58
-27
-32% -$330
IMXI icon
3477
International Money Express
IMXI
$392M
$699 ﹤0.01%
50
– –
HYDR icon
3478
Global X Hydrogen ETF
HYDR
$81.9M
$689 ﹤0.01%
20
– –
SGC icon
3479
Superior Group of Companies
SGC
$193M
$686 ﹤0.01%
64
– –
DFTX
3480
Definium Therapeutics
DFTX
$5.73B
$684 ﹤0.01%
58
– –
NKTR icon
3481
Nektar Therapeutics
NKTR
$2.39B
$683 ﹤0.01%
12
+4
+50% +$132
NWBI icon
3482
Northwest Bancshares
NWBI
$2.25B
$681 ﹤0.01%
55
– –
VTMX icon
3483
Vesta Real Estate
VTMX
$3.12B
$679 ﹤0.01%
24
-15
-38% -$412
SIG icon
3484
Signet Jewelers
SIG
$3.55B
$671 ﹤0.01%
7
– –
ARCT icon
3485
Arcturus Therapeutics
ARCT
$157M
$663 ﹤0.01%
36
-19
-35% -$305
RDW icon
3486
Redwire
RDW
$2.08B
$656 ﹤0.01%
+73
New +$854
GKOS icon
3487
Glaukos
GKOS
$9.02B
$652 ﹤0.01%
+8
New +$735
IRS
3488
IRSA Inversiones y Representaciones
IRS
$1.26B
$651 ﹤0.01%
55
+10
+22% +$143
NVCR icon
3489
NovoCure
NVCR
$2.04B
$646 ﹤0.01%
50
-16
-24% -$214
TY icon
3490
TRI-Continental Corp
TY
$1.86B
$646 ﹤0.01%
19
– –
RILY icon
3491
BRC Group Holdings
RILY
$277M
$645 ﹤0.01%
108
– –
SEI
3492
Solaris Energy Infrastructure
SEI
$3.31B
$640 ﹤0.01%
16
+3
+23% +$94
GYRE icon
3493
Gyre Therapeutics
GYRE
$662M
$634 ﹤0.01%
85
– –
GLRY icon
3494
Inspire Growth ETF
GLRY
$166M
$632 ﹤0.01%
+17
New +$587
CSAI
3495
Cloudastructure
CSAI
$6.1M
$630 ﹤0.01%
500
– –
CRBU icon
3496
Caribou Biosciences
CRBU
$156M
$629 ﹤0.01%
270
-187
-41% -$353
EWH icon
3497
iShares MSCI Hong Kong ETF
EWH
$1.22B
$625 ﹤0.01%
29
– –
DMC
3498
Del Monte Corp
DMC
$1.35B
$625 ﹤0.01%
18
– –
ATEX icon
3499
Anterix
ATEX
$1.83B
$623 ﹤0.01%
+29
New +$650
FLJP icon
3500
Franklin FTSE Japan ETF
FLJP
$3.93B
$622 ﹤0.01%
18
-26
-59% -$866
138 139
140
141 142

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.