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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPCR icon
3476
Structure Therapeutics
GPCR
$3.49B
– –
-4
Closed -$157
GTN icon
3477
Gray Television
GTN
$407M
– –
-435
Closed -$2.26K
HEES
3478
DELISTED
H&E Equipment Services
HEES
– –
-132
Closed -$5.83K
HERO icon
3479
Global X Video Games & Esports ETF
HERO
$60.4M
– –
-50
Closed -$1.07K
HEWJ icon
3480
iShares Currency Hedged MSCI Japan ETF
HEWJ
$728M
– –
-28
Closed -$1.22K
HGLB
3481
Highland Global Allocation Fund
HGLB
$173M
– –
-46,238
Closed -$348K
HL icon
3482
Hecla Mining
HL
$10.2B
– –
-18,000
Closed -$87.3K
HLF icon
3483
Herbalife
HLF
$1.23B
– –
-37
Closed -$384
HOUS
3484
DELISTED
Anywhere Real Estate
HOUS
– –
-80
Closed -$371
HYDB icon
3485
iShares High Yield Systematic Bond ETF
HYDB
$1.62B
– –
-663
Closed -$30.8K
IMVT icon
3486
Immunovant
IMVT
$8.09B
– –
-70
Closed -$1.85K
INDI icon
3487
indie Semiconductor
INDI
$733M
– –
-83
Closed -$512
INSG icon
3488
Inseego
INSG
$108M
– –
-20
Closed -$213
IOVA icon
3489
Iovance Biotherapeutics
IOVA
$2.23B
– –
-127
Closed -$1.02K
JAMF
3490
DELISTED
Jamf
JAMF
– –
-154
Closed -$2.54K
JQC icon
3491
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-519
Closed -$2.88K
JRS icon
3492
Nuveen Real Estate Income Fund
JRS
$251M
– –
-200
Closed -$1.53K
LFST icon
3493
Lifestance Health
LFST
$4.16B
– –
-544
Closed -$2.67K
LGLV icon
3494
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
– –
-30
Closed -$4.58K
LIND icon
3495
Lindblad Expeditions
LIND
$1.76B
– –
-223
Closed -$2.15K
LNZA icon
3496
LanzaTech
LNZA
$61.3M
– –
-3
Closed -$625
LQDH icon
3497
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
– –
-5
Closed -$465
LTH icon
3498
Life Time Group Holdings
LTH
$9.42B
– –
-867
Closed -$16.3K
LVLU icon
3499
Lulu's Fashion Lounge
LVLU
$55M
– –
-20
Closed -$544
NTRL
3500
First Trust Equity Market Neutral ETF
NTRL
$17.9M
– –
-6
Closed -$118
138 139
140
141 142

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.