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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TM icon
326
Toyota
TM
$210B
$3.32M 0.05%
15,507
+2,388
+18% +$484K
IAPR icon
327
Innovator International Developed Power Buffer ETF April
IAPR
$197M
$3.32M 0.05%
107,563
– –
ONEQ icon
328
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.27M 0.05%
35,769
+658
+2% +$59.9K
SHY icon
329
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.26M 0.05%
39,361
-671
-2% -$55.6K
VV icon
330
Vanguard Large-Cap ETF
VV
$51.9B
$3.18M 0.05%
10,100
-223
-2% -$69.6K
CVS icon
331
CVS Health
CVS
$137B
$3.17M 0.05%
39,893
+4,956
+14% +$391K
INTC icon
332
Intel
INTC
$466B
$3.16M 0.05%
85,669
+5,465
+7% +$206K
NOW icon
333
ServiceNow
NOW
$102B
$3.13M 0.05%
20,424
+2,794
+16% +$479K
SLV icon
334
iShares Silver Trust
SLV
$28.1B
$3.12M 0.05%
48,487
-2,000
-4% -$100K
MTUM icon
335
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$3.12M 0.05%
12,460
-5,791
-32% -$1.45M
PFE icon
336
Pfizer
PFE
$140B
$3.11M 0.05%
124,862
+9,516
+8% +$240K
AJG icon
337
Arthur J. Gallagher & Co
AJG
$63.7B
$3.11M 0.05%
12,005
-1,990
-14% -$527K
CMI icon
338
Cummins
CMI
$91.7B
$3.1M 0.05%
6,072
+856
+16% +$400K
BNY
339
Bank of New York Mellon
BNY
$108B
$3.07M 0.05%
26,458
+856
+3% +$94.7K
BMY icon
340
Bristol-Myers Squibb
BMY
$127B
$3.07M 0.05%
56,927
+11,378
+25% +$547K
WMB icon
341
Williams Companies
WMB
$90.5B
$3.07M 0.05%
51,068
+16,599
+48% +$1M
GILD icon
342
Gilead Sciences
GILD
$161B
$3.06M 0.05%
24,949
+4,615
+23% +$561K
SPMO icon
343
Invesco S&P 500 Momentum ETF
SPMO
$21.1B
$3.06M 0.05%
25,653
-173,115
-87% -$20.7M
FDL icon
344
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$3.04M 0.05%
68,529
+1,692
+3% +$73.7K
SNOW icon
345
Snowflake
SNOW
$92.9B
$2.99M 0.05%
13,608
+1,547
+13% +$378K
SNA icon
346
Snap-on
SNA
$20.9B
$2.96M 0.05%
8,601
+781
+10% +$267K
EOG icon
347
EOG Resources
EOG
$78B
$2.95M 0.05%
28,067
-2,669
-9% -$287K
BINC icon
348
BlackRock Flexible Income ETF
BINC
$16B
$2.94M 0.05%
55,740
+6,948
+14% +$369K
VOT icon
349
Vanguard Mid-Cap Growth ETF
VOT
$19B
$2.94M 0.05%
10,521
+94
+0.9% +$26.9K
CEG icon
350
Constellation Energy
CEG
$98B
$2.93M 0.05%
8,288
+671
+9% +$244K
12 13
14
15 16

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.