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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMDE icon
326
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.52B
$2.11M 0.05%
65,667
+6,302
+11% +$192K
SDVY icon
327
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$2.11M 0.05%
58,035
+11,114
+24% +$388K
PLTR icon
328
Palantir
PLTR
$295B
$2.1M 0.05%
56,562
-5,678
-9% -$174K
SO icon
329
Southern Company
SO
$110B
$2.1M 0.05%
23,267
+856
+4% +$73.1K
ASML icon
330
ASML
ASML
$675B
$2.09M 0.05%
2,510
+378
+18% +$338K
TFC icon
331
Truist Financial
TFC
$63.2B
$2.09M 0.05%
48,858
+1,812
+4% +$76.5K
FSTA icon
332
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$2.09M 0.05%
40,862
+9,644
+31% +$478K
FTHI icon
333
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$2.07M 0.05%
89,935
+22,308
+33% +$504K
BDX icon
334
Becton Dickinson
BDX
$43.1B
$2.07M 0.05%
8,569
+895
+12% +$210K
KJUL icon
335
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$2.06M 0.05%
70,884
+8,206
+13% +$233K
MU icon
336
Micron Technology
MU
$1.04T
$2.06M 0.05%
19,908
-254
-1% -$26.6K
TMUS icon
337
T-Mobile US
TMUS
$193B
$2.06M 0.05%
9,994
+1,662
+20% +$318K
VRSK icon
338
Verisk Analytics
VRSK
$26.4B
$2.06M 0.05%
7,686
+770
+11% +$208K
WMB icon
339
Williams Companies
WMB
$90.5B
$2.06M 0.05%
45,041
+15,793
+54% +$694K
GE icon
340
GE Aerospace
GE
$367B
$2.05M 0.05%
10,886
+880
+9% +$149K
IWF icon
341
iShares Russell 1000 Growth ETF
IWF
$122B
$2.05M 0.05%
21,844
+4,772
+28% +$433K
DHI icon
342
D.R. Horton
DHI
$41B
$2.04M 0.05%
10,700
+1,088
+11% +$191K
HEI.A icon
343
HEICO Corp Class A
HEI.A
$35.4B
$2.03M 0.05%
9,940
+53
+0.5% +$10K
XLK icon
344
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.02M 0.05%
17,910
+306
+2% +$33.6K
ETN icon
345
Eaton
ETN
$157B
$2.02M 0.05%
6,096
+812
+15% +$248K
RIV
346
RiverNorth Opportunities Fund
RIV
$308M
$2.01M 0.05%
155,467
+21,278
+16% +$263K
SCHO icon
347
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$2M 0.05%
81,754
+2,298
+3% +$55.9K
VRTX icon
348
Vertex Pharmaceuticals
VRTX
$121B
$2M 0.05%
4,299
+226
+6% +$109K
DFS
349
DELISTED
Discover Financial Services
DFS
$2M 0.05%
14,243
+4,947
+53% +$665K
SCHX icon
350
Schwab US Large- Cap ETF
SCHX
$70.9B
$1.99M 0.05%
87,921
+24,846
+39% +$541K
12 13
14
15 16

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.