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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNTY icon
3451
Century Casinos
CNTY
$32.6M
– –
-100
Closed -$277
CPA icon
3452
Copa Holdings
CPA
$5.57B
– –
-52
Closed -$4.95K
CRNC icon
3453
Cerence
CRNC
$385M
– –
-219
Closed -$620
CSR
3454
Centerspace
CSR
$940M
– –
-8
Closed -$541
DLO icon
3455
dLocal
DLO
$4.41B
– –
-59
Closed -$477
DOCN icon
3456
DigitalOcean
DOCN
$13.6B
– –
-266
Closed -$9.24K
DOGG icon
3457
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$81.1M
– –
-1,927
Closed -$38.1K
DRD
3458
DRDGold
DRD
$1.8B
– –
-18
Closed -$155
DRIV icon
3459
Global X Autonomous & Electric Vehicles ETF
DRIV
$374M
– –
-350
Closed -$8.22K
AXIA.PR
3460
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
– –
-15
Closed -$107
EINC icon
3461
VanEck Energy Income ETF
EINC
$78.4M
– –
-246
Closed -$19.6K
ELPC icon
3462
Copel
ELPC
$8.51B
– –
-22
Closed -$129
EMHY icon
3463
iShares JPMorgan EM High Yield Bond ETF
EMHY
$620M
– –
-662
Closed -$24.5K
ENVX icon
3464
Enovix
ENVX
$901M
– –
-207
Closed -$2.8K
ESNT icon
3465
Essent Group
ESNT
$6.12B
– –
-35
Closed -$1.97K
EVCM icon
3466
EverCommerce
EVCM
$2.08B
– –
-23
Closed -$253
EYPT icon
3467
EyePoint Inc
EYPT
$1.04B
– –
-24
Closed -$209
FHI icon
3468
Federated Hermes
FHI
$4.48B
– –
-760
Closed -$25K
FIGS icon
3469
FIGS
FIGS
$1.64B
– –
-40
Closed -$213
FLBR icon
3470
Franklin FTSE Brazil ETF
FLBR
$537M
– –
-19
Closed -$316
FLNG icon
3471
FLEX LNG
FLNG
$1.64B
– –
-230
Closed -$6.22K
FLYW icon
3472
Flywire
FLYW
$1.99B
– –
-99
Closed -$1.62K
FRME icon
3473
First Merchants
FRME
$2.69B
– –
-168
Closed -$5.59K
GGR icon
3474
Gogoro
GGR
$72.3M
– –
-21
Closed -$653
GOCT icon
3475
FT Vest US Equity Moderate Buffer ETF October
GOCT
$263M
– –
-600
Closed -$20.5K
137 138
139
140 141

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.