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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFL
3426
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-3,597
Closed -$36.9K
VFMF icon
3427
Vanguard US Multifactor ETF
VFMF
$717M
– –
-886
Closed -$128K
VFMV icon
3428
Vanguard US Minimum Volatility ETF
VFMV
$429M
– –
-67
Closed -$8.8K
VFVA icon
3429
Vanguard US Value Factor ETF
VFVA
$879M
– –
-100
Closed -$12.8K
VGK icon
3430
Vanguard FTSE Europe ETF
VGK
$30B
– –
-1,547
Closed -$123K
VGM icon
3431
Invesco Trust Investment Grade Municipals
VGM
$549M
– –
-250
Closed -$2.53K
VIAV icon
3432
Viavi Solutions
VIAV
$9.75B
– –
-2,976
Closed -$37.8K
VICR icon
3433
Vicor
VICR
$9.62B
– –
-100
Closed -$4.97K
VINP icon
3434
Vinci Compass Investments Ltd
VINP
$623M
– –
-1,185
Closed -$12.7K
VIOO icon
3435
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
– –
-992
Closed -$110K
VIOV icon
3436
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
– –
-110
Closed -$10.5K
VITL icon
3437
Vital Farms
VITL
$558M
– –
-4,183
Closed -$172K
VIV icon
3438
Telefônica Brasil
VIV
$22.4B
– –
-106
Closed -$1.35K
VKTX icon
3439
Viking Therapeutics
VKTX
$4.04B
– –
-39
Closed -$1.02K
VLY icon
3440
Valley National Bancorp
VLY
$7.93B
– –
-102
Closed -$1.08K
VMEO
3441
DELISTED
Vimeo
VMEO
– –
-431
Closed -$3.34K
VMD icon
3442
Viemed Healthcare
VMD
$451M
– –
-1,592
Closed -$10.8K
VNLA icon
3443
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
– –
-1,378
Closed -$67.9K
VNO icon
3444
Vornado Realty Trust
VNO
$7.47B
– –
-3,332
Closed -$135K
VNOM icon
3445
Viper Energy
VNOM
$8.81B
– –
-8
Closed -$306
VNQI icon
3446
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
– –
-3
Closed -$143
VOD icon
3447
Vodafone
VOD
$34.9B
– –
-3,210
Closed -$37.2K
VOYA icon
3448
Voya Financial
VOYA
$8.94B
– –
-550
Closed -$41.1K
VPLS
3449
Vanguard Core Plus Bond ETF
VPLS
$1.65B
– –
-642
Closed -$50.5K
VPL icon
3450
Vanguard FTSE Pacific ETF
VPL
$8.05B
– –
-130
Closed -$11.4K
136 137
138
139 140

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.