We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASIX icon
3426
AdvanSix
ASIX
$567M
$30 ﹤0.01%
1
– –
VAL.WS icon
3427
Valaris Ltd Warrants
VAL.WS
$724M
$17 ﹤0.01%
2
– –
GRAL
3428
GRAIL Inc
GRAL
$2.91B
$14 ﹤0.01%
1
-17
-94% -$258
AKTS
3429
DELISTED
Akoustis Technologies Inc
AKTS
$13 ﹤0.01%
150
– –
SKYE icon
3430
Skye Bioscience
SKYE
$22.9M
$8 ﹤0.01%
2
– –
XXII
3431
22nd Century Group
XXII
$1.47M
– –
0
– –
ACCO icon
3432
Acco Brands
ACCO
$369M
– –
-48
Closed -$226
OSG
3433
Octave Specialty Group
OSG
$252M
– –
-26
Closed -$333
ASAN icon
3434
Asana
ASAN
$1.58B
– –
-35
Closed -$490
AU icon
3435
AngloGold Ashanti
AU
$40.3B
– –
-3,000
Closed -$75.4K
AVAV icon
3436
AeroVironment
AVAV
$7.57B
– –
-50
Closed -$9.11K
BAB icon
3437
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
– –
-199
Closed -$5.25K
BGS icon
3438
B&G Foods
BGS
$285M
– –
-1
Closed -$7
BGT icon
3439
BlackRock Floating Rate Income Trust
BGT
$322M
– –
-6,383
Closed -$81.4K
GENZ
3440
VanEck Digital Native Economy ETF
GENZ
$16.3M
– –
-25
Closed -$1.01K
BLBD icon
3441
Blue Bird Corp
BLBD
$2.41B
– –
-230
Closed -$12.4K
BLMN icon
3442
Bloomin' Brands
BLMN
$680M
– –
-159
Closed -$3.06K
BUL icon
3443
Pacer US Cash Cows Growth ETF
BUL
$127M
– –
-260
Closed -$11K
BXMX
3444
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-598
Closed -$8.07K
BYND icon
3445
Beyond Meat
BYND
$288M
– –
-100
Closed -$671
CAL icon
3446
Caleres
CAL
$396M
– –
-219
Closed -$7.36K
CANE icon
3447
Teucrium Sugar Fund
CANE
$75.3M
– –
-94
Closed -$1.15K
CBRL icon
3448
Cracker Barrel
CBRL
$1.2B
– –
-23
Closed -$970
CENTA icon
3449
Central Garden & Pet Co Class A
CENTA
$2.41B
– –
-100
Closed -$3.3K
CLNE icon
3450
Clean Energy Fuels
CLNE
$447M
– –
-1,400
Closed -$3.74K
136 137
138
139 140

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.