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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UG icon
3376
United-Guardian
UG
$35M
– –
-354
Closed -$2.78K
UGI icon
3377
UGI
UGI
$8B
– –
-948
Closed -$31.5K
UITB icon
3378
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.64B
– –
-908
Closed -$43.1K
UI icon
3379
Ubiquiti
UI
$31.8B
– –
-36
Closed -$23.8K
UJAN icon
3380
Innovator US Equity Ultra Buffer ETF January
UJAN
$312M
– –
-4,054
Closed -$171K
UJUL icon
3381
Innovator US Equity Ultra Buffer ETF July
UJUL
$227M
– –
-4,365
Closed -$166K
ULST icon
3382
State Street Ultra Short Term Bond ETF
ULST
$527M
– –
-7
Closed -$285
UMBF icon
3383
UMB Financial
UMBF
$10.7B
– –
-675
Closed -$79.9K
UMH
3384
UMH Properties
UMH
$1.32B
– –
-454
Closed -$6.74K
UMC icon
3385
United Microelectronic
UMC
$48.9B
– –
-278
Closed -$2.11K
UNF icon
3386
Unifirst Corp
UNF
$5.32B
– –
-737
Closed -$123K
UNM icon
3387
Unum
UNM
$13.8B
– –
-1,061
Closed -$82.5K
UOCT icon
3388
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
– –
-3,881
Closed -$149K
UPST icon
3389
Upstart Holdings
UPST
$2.58B
– –
-68
Closed -$3.45K
UPWK icon
3390
Upwork
UPWK
$1.09B
– –
-162
Closed -$3.01K
URNJ icon
3391
Sprott Junior Uranium Miners ETF
URNJ
$306M
– –
-100
Closed -$2.92K
USCB icon
3392
USCB Financial Holdings
USCB
$396M
– –
-34
Closed -$593
USCI icon
3393
US Commodity Index
USCI
$372M
– –
-45
Closed -$3.5K
USFD icon
3394
US Foods
USFD
$21.4B
– –
-1,479
Closed -$113K
AD
3395
Array Digital Infrastructure
AD
$3.02B
– –
-17
Closed -$850
USLM icon
3396
United States Lime & Minerals
USLM
$3.18B
– –
-27
Closed -$3.55K
USNZ icon
3397
Xtrackers Net Zero Pathway Paris Aligned US Equity ETF
USNZ
$286M
– –
-196
Closed -$8.3K
USNA icon
3398
Usana Health Sciences
USNA
$394M
– –
-30
Closed -$827
USO icon
3399
United States Oil Fund
USO
$2.45B
– –
-1,258
Closed -$92.8K
USSG icon
3400
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$555M
– –
-898
Closed -$55.1K
134 135
136
137 138

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.