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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
VanEck Fallen Angel High Yield Bond ETF
ANGL
$2.99B
| $4.18M | 0.06% |
145,600
+12,678
| +10% | +$372K |
2023 Q4
9 quarters
|
|
302
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
| $4.18M | 0.06% |
43,185
+2,709
| +7% | +$281K |
2023 Q4
9 quarters
|
|
303
iShares MSCI EAFE ETF
EFA
$76.8B
| $4.15M | 0.06% |
42,762
+21,223
| +99% | +$2.12M |
2023 Q4
9 quarters
|
|
304
Amphenol
APH
$198B
| $4.15M | 0.06% |
65,636
-1,942
| -3% | -$137K |
2023 Q4
9 quarters
|
|
305
iShares US Industrials ETF
IYJ
$2.02B
| $4.14M | 0.06% |
28,067
+1,916
| +7% | +$296K |
2023 Q4
9 quarters
|
|
306
WEC Energy
WEC
$35.2B
| $4.1M | 0.06% |
35,373
+3,743
| +12% | +$421K |
2023 Q4
9 quarters
|
|
307
Gilead Sciences
GILD
$194B
| $4.08M | 0.06% |
29,286
+4,337
| +17% | +$607K |
2023 Q4
9 quarters
|
|
308
State Street Financial Select Sector SPDR ETF
XLF
$51.4B
| $4.08M | 0.06% |
82,643
-14,607
| -15% | -$761K |
2023 Q4
9 quarters
|
|
309
Invesco NASDAQ 100 ETF
QQQM
$106B
| $4.06M | 0.06% |
17,070
+2,435
| +17% | +$609K |
2023 Q4
9 quarters
|
|
310
Royal Caribbean
RCL
$74.5B
| $4.04M | 0.06% |
14,692
-29
| -0.2% | -$8.64K |
2023 Q4
9 quarters
|
|
311
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.4B
| $4.03M | 0.06% |
88,356
+33,465
| +61% | +$1.57M |
2023 Q4
9 quarters
|
|
312
Innovator Laddered Allocation Buffer ETF
BUFB
$339M
| $4.03M | 0.06% |
112,158
+35,354
| +46% | +$1.3M |
2023 Q4
9 quarters
|
|
313
Invesco S&P International Developed Quality ETF
IDHQ
$1.13B
| $4.03M | 0.06% |
113,830
+81,922
| +257% | +$3.05M |
2023 Q4
9 quarters
|
|
314
Intel
INTC
$480B
| $3.98M | 0.06% |
90,128
+4,459
| +5% | +$204K |
2023 Q4
9 quarters
|
|
315
iShares U.S. Thematic Rotation Active ETF
THRO
$7.35B
| $3.97M | 0.06% |
109,733
+19,990
| +22% | +$762K |
2025 Q2
3 quarters
|
|
316
Check Point Software Technologies
CHKP
$13.9B
| $3.88M | 0.06% |
27,157
+3,697
| +16% | +$619K |
2023 Q4
9 quarters
|
|
317
Becton Dickinson
BDX
$52B
| $3.81M | 0.06% |
24,200
+249
| +1% | +$45.7K |
2023 Q4
9 quarters
|
|
318
Colgate-Palmolive
CL
$74.2B
| $3.8M | 0.06% |
44,539
+26,307
| +144% | +$2.34M |
2023 Q4
9 quarters
|
|
319
Bristol-Myers Squibb
BMY
$124B
| $3.79M | 0.06% |
62,512
+5,585
| +10% | +$326K |
2023 Q4
9 quarters
|
|
320
Omnicom Group
OMC
$21.9B
| $3.76M | 0.06% |
49,875
-2,071
| -4% | -$161K |
2023 Q4
9 quarters
|
|
321
Palo Alto Networks
PANW
$279B
| $3.65M | 0.05% |
22,736
-533
| -2% | -$89.5K |
2023 Q4
9 quarters
|
|
322
FedEx
FDX
$69.3B
| $3.63M | 0.05% |
10,186
+1,995
| +24% | +$693K |
2023 Q4
9 quarters
|
|
323
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.08B
| $3.61M | 0.05% |
75,052
+2,445
| +3% | +$122K |
2023 Q4
9 quarters
|
|
324
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
| $3.61M | 0.05% |
78,141
-4,621
| -6% | -$219K |
2023 Q4
9 quarters
|
|
325
Avantis International Small Cap Value ETF
AVDV
$19.9B
| $3.6M | 0.05% |
36,088
+7,903
| +28% | +$806K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.