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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BENJ
301
Horizon Landmark ETF
BENJ
$267M
$3.47M 0.06%
67,474
+14,105
+26% +$721K
GQGU
302
GQG US Equity ETF
GQGU
$625M
$3.46M 0.06%
+136,859
New +$3.43M
EOG icon
303
EOG Resources
EOG
$78B
$3.45M 0.06%
30,736
+2,342
+8% +$279K
ASML icon
304
ASML
ASML
$675B
$3.43M 0.06%
3,539
+287
+9% +$226K
CME icon
305
CME Group
CME
$92.2B
$3.4M 0.06%
12,577
+3,582
+40% +$975K
FISV
306
Fiserv Inc
FISV
$27.2B
$3.39M 0.06%
26,314
-2,574
-9% -$369K
NEE icon
307
NextEra Energy
NEE
$187B
$3.39M 0.06%
44,929
-3,829
-8% -$280K
SPLB icon
308
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$3.37M 0.06%
145,599
+3,662
+3% +$82.9K
DHR icon
309
Danaher
DHR
$135B
$3.36M 0.06%
16,965
+739
+5% +$147K
IYJ icon
310
iShares US Industrials ETF
IYJ
$1.98B
$3.36M 0.06%
23,000
+826
+4% +$120K
CRH icon
311
CRH
CRH
$66.7B
$3.35M 0.06%
27,930
+1,462
+6% +$154K
SHY icon
312
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.32M 0.05%
40,032
+1,875
+5% +$155K
WEC icon
313
WEC Energy
WEC
$37.7B
$3.32M 0.05%
28,931
+3,308
+13% +$359K
KMX icon
314
CarMax
KMX
$8.27B
$3.31M 0.05%
73,680
-1,367
-2% -$81.6K
IHDG icon
315
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$3.28M 0.05%
71,114
+3,255
+5% +$148K
NOW icon
316
ServiceNow
NOW
$102B
$3.24M 0.05%
17,630
+2,445
+16% +$457K
XLC icon
317
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$3.24M 0.05%
27,405
-7,059
-20% -$785K
QQQM icon
318
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$3.24M 0.05%
13,121
+102
+0.8% +$24K
HSY icon
319
Hershey
HSY
$35.4B
$3.23M 0.05%
17,294
+9,066
+110% +$1.65M
IAPR icon
320
Innovator International Developed Power Buffer ETF April
IAPR
$197M
$3.23M 0.05%
107,563
-398
-0.4% -$11.8K
SHLD icon
321
Global X Defense Tech ETF
SHLD
$7.07B
$3.22M 0.05%
45,895
+27,394
+148% +$1.72M
MMM icon
322
3M
MMM
$89B
$3.22M 0.05%
20,749
+1,867
+10% +$288K
OMC icon
323
Omnicom Group
OMC
$22.7B
$3.21M 0.05%
39,360
+8,260
+27% +$624K
IAGG icon
324
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$3.2M 0.05%
62,462
+8,281
+15% +$423K
IYC icon
325
iShares US Consumer Discretionary ETF
IYC
$1.12B
$3.2M 0.05%
30,512
-7,537
-20% -$772K
11 12
13
14 15

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.