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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNEX icon
3201
StoneX
SNEX
$8.83B
– –
-644
Closed -$28.9K
SNN icon
3202
Smith & Nephew
SNN
$12.9B
– –
-3,320
Closed -$120K
SNOV icon
3203
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$114M
– –
-409
Closed -$10.1K
SNV
3204
DELISTED
Synovus
SNV
– –
-405
Closed -$19.9K
SNX icon
3205
TD Synnex
SNX
$19.4B
– –
-570
Closed -$93.3K
SON icon
3206
Sonoco
SON
$5.76B
– –
-1,918
Closed -$82.6K
SONO icon
3207
Sonos
SONO
$1.75B
– –
-80
Closed -$1.26K
SOPH icon
3208
SOPHiA GENETICS
SOPH
$480M
– –
-394
Closed -$1.88K
SOR
3209
Source Capital
SOR
$369M
– –
-116
Closed -$5.22K
SOUN icon
3210
SoundHound AI
SOUN
$2.68B
– –
-6,102
Closed -$98.1K
SPB icon
3211
Spectrum Brands
SPB
$2.04B
– –
-167
Closed -$8.77K
SPEU icon
3212
State Street SPDR Portfolio Europe ETF
SPEU
$712M
– –
-88
Closed -$4.38K
SPFF icon
3213
Global X SuperIncome Preferred ETF
SPFF
$139M
– –
-1,135
Closed -$10.5K
SPGM icon
3214
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
– –
-61
Closed -$4.57K
SPGP icon
3215
Invesco S&P 500 GARP ETF
SPGP
$2.18B
– –
-309
Closed -$35.1K
SPH icon
3216
Suburban Propane Partners
SPH
$1.23B
– –
-221
Closed -$4.12K
SPHB icon
3217
Invesco S&P 500 High Beta ETF
SPHB
$964M
– –
-45
Closed -$4.94K
SPHD icon
3218
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
– –
-2,428
Closed -$120K
SPHR icon
3219
Sphere Entertainment
SPHR
$4.88B
– –
-14
Closed -$870
SPIP icon
3220
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-1,753
Closed -$46.1K
SPLV icon
3221
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
– –
-1,517
Closed -$111K
SPMB icon
3222
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.96B
– –
-863
Closed -$19.4K
SPR
3223
DELISTED
Spirit AeroSystems
SPR
– –
-30
Closed -$1.16K
SPRY icon
3224
ARS Pharmaceuticals
SPRY
$590M
– –
-17
Closed -$171
SPSC icon
3225
SPS Commerce
SPSC
$2.25B
– –
-1,494
Closed -$156K
127 128
129
130 131

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.