Principal Securities
SOR icon

Principal Securities’s Source Capital SOR Stock Holding History

Principal Securities’s Portfolio SOR Stock Details SOR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-116
Closed -$5.22K – 3210
2025
Q3 		$5.22K Hold
116
– – ﹤0.01% 2951
2025
Q2 		$5.03K Buy
+116
New +$4.86K ﹤0.01% 2868

Other funds holding SOR

DWM
DKM Wealth Management Stockton, California $158M AUM 11.62% 1-Year Est. Return
D.A. Davidson & Co
D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return
DM
Diversified Management Milwaukee, Wisconsin $573M AUM 24.64% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
HC
Hara Capital Bellevue, Washington $190M AUM 42.56% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Mesirow Financial Investment Management
Mesirow Financial Investment Management Chicago, Illinois $6.37B AUM 23.22% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

Principal Securities's SOR Position: Q4 2025 in Review

Principal Securities sold out of Source Capital (SOR) in Q4 2025, closing a stake of 116 shares — an estimated $5.22K sold.

Principal Securities first reported a position in SOR in Q2 2025 and held it in 2 quarters. The position peaked at $5.22K in Q3 2025. 61 funds tracked by Wall St. Rank hold SOR as of Q4 2025.

  • Principal Securities reported no remaining Source Capital position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 116 Source Capital shares in Q4 2025, an estimated $5.22K.
  • Principal Securities first reported a position in Source Capital in Q2 2025 and held it in 2 quarters.
  • Principal Securities's Source Capital position peaked at $5.22K in Q3 2025.
  • 61 funds tracked by Wall St. Rank held Source Capital as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.