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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTO icon
3101
ZTO Express
ZTO
$18.2B
$1.16K ﹤0.01%
47
+8
+21% +$166
ASYS icon
3102
Amtech Systems
ASYS
$278M
$1.16K ﹤0.01%
200
– –
HFRO
3103
Highland Opportunities and Income Fund
HFRO
$407M
$1.15K ﹤0.01%
188
+80
+74% +$487
PTON icon
3104
Peloton Interactive
PTON
$2.63B
$1.15K ﹤0.01%
245
+32
+15% +$126
TE
3105
T1 Energy
TE
$1.4B
$1.14K ﹤0.01%
1,174
+926
+373% +$1.26K
LPRO
3106
Open Lending Corp
LPRO
$373M
$1.13K ﹤0.01%
184
-9
-5% -$52
TU icon
3107
Telus
TU
$16B
$1.12K ﹤0.01%
67
-30
-31% -$485
PGNY icon
3108
Progyny
PGNY
$2.44B
$1.12K ﹤0.01%
67
-5,748
-99% -$138K
PLUG icon
3109
Plug Power
PLUG
$2.92B
$1.11K ﹤0.01%
490
+2
+0.4% +$4
LE icon
3110
Lands' End
LE
$361M
$1.1K ﹤0.01%
64
– –
HE icon
3111
Hawaiian Electric Industries
HE
$2.33B
$1.1K ﹤0.01%
114
– –
THQ
3112
abrdn Healthcare Opportunities Fund
THQ
$769M
$1.1K ﹤0.01%
50
– –
LICY
3113
DELISTED
Li-Cycle Holdings Corp.
LICY
$1.1K ﹤0.01%
504
+474
+1,580% +$1.31K
ANDE icon
3114
Andersons Inc
ANDE
$2.65B
$1.1K ﹤0.01%
22
-8
-27% -$396
FFIV icon
3115
F5
FFIV
$22.1B
$1.1K ﹤0.01%
5
– –
GWH icon
3116
ESS Tech
GWH
$22.1M
$1.09K ﹤0.01%
172
+115
+202% +$1.04K
TRIP icon
3117
TripAdvisor
TRIP
$1.59B
$1.09K ﹤0.01%
75
-76
-50% -$1.18K
EMBC icon
3118
Embecta
EMBC
$195M
$1.09K ﹤0.01%
77
– –
PRME icon
3119
Prime Medicine
PRME
$533M
$1.08K ﹤0.01%
280
+115
+70% +$533
SCL icon
3120
Stepan Co
SCL
$1.31B
$1.08K ﹤0.01%
14
– –
SPR
3121
DELISTED
Spirit AeroSystems
SPR
$1.07K ﹤0.01%
33
-696
-95% -$23.9K
EDU icon
3122
New Oriental
EDU
$7.84B
$1.06K ﹤0.01%
14
+3
+27% +$205
FWRD icon
3123
Forward Air
FWRD
$482M
$1.06K ﹤0.01%
30
– –
SKWD icon
3124
Skyward Specialty Insurance
SKWD
$2.45B
$1.06K ﹤0.01%
26
+13
+100% +$504
PSO icon
3125
Pearson
PSO
$9.78B
$1.06K ﹤0.01%
78
+37
+90% +$496
123 124
125
126 127

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.