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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDU icon
3051
New Oriental
EDU
$7.84B
$955 ﹤0.01%
11
-66
-86% -$5.6K
FFIV icon
3052
F5
FFIV
$22.1B
$948 ﹤0.01%
5
– –
CERS icon
3053
Cerus
CERS
$587M
$945 ﹤0.01%
500
– –
GGR icon
3054
Gogoro
GGR
$70.3M
$931 ﹤0.01%
25
-7
-22% -$269
RDFN
3055
DELISTED
Redfin
RDFN
$918 ﹤0.01%
138
– –
ULCC icon
3056
Frontier Group Holdings
ULCC
$1.34B
$900 ﹤0.01%
+111
New +$719
SMAR
3057
DELISTED
Smartsheet Inc.
SMAR
$886 ﹤0.01%
23
-18
-44% -$785
OCSL icon
3058
Oaktree Specialty Lending
OCSL
$1.03B
$885 ﹤0.01%
45
– –
EWD icon
3059
iShares MSCI Sweden ETF
EWD
$522M
$879 ﹤0.01%
22
+12
+120% +$464
NOVT icon
3060
Novanta
NOVT
$5.04B
$874 ﹤0.01%
5
– –
OII icon
3061
Oceaneering
OII
$5.25B
$866 ﹤0.01%
37
– –
WT icon
3062
WisdomTree
WT
$2.97B
$864 ﹤0.01%
94
-11
-10% -$84
ACES icon
3063
ALPS Clean Energy ETF
ACES
$109M
$861 ﹤0.01%
29
– –
AUDC icon
3064
AudioCodes
AUDC
$244M
$848 ﹤0.01%
65
-26
-29% -$332
GFI icon
3065
Gold Fields
GFI
$29.2B
$842 ﹤0.01%
53
+20
+61% +$278
PSEC icon
3066
Prospect Capital
PSEC
$1.06B
$834 ﹤0.01%
151
– –
TV icon
3067
Televisa
TV
$1.45B
$832 ﹤0.01%
260
+81
+45% +$245
APOG icon
3068
Apogee Enterprises
APOG
$850M
$829 ﹤0.01%
14
– –
MCY icon
3069
Mercury Insurance
MCY
$5.94B
$826 ﹤0.01%
16
– –
NIU
3070
Niu Technologies
NIU
$202M
$825 ﹤0.01%
491
-187
-28% -$341
FDM icon
3071
First Trust Dow Jones Select MicroCap Index Fund
FDM
$260M
$816 ﹤0.01%
+13
New +$775
NARI
3072
DELISTED
Inari Medical, Inc. Common Stock
NARI
$816 ﹤0.01%
17
+7
+70% +$374
APPN icon
3073
Appian
APPN
$1.74B
$799 ﹤0.01%
+20
New +$693
BEEM icon
3074
Beam Global
BEEM
$22.4M
$796 ﹤0.01%
117
-43
-27% -$293
EMBC icon
3075
Embecta
EMBC
$195M
$796 ﹤0.01%
60
+47
+362% +$728
121 122
123
124 125

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.