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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GINN icon
3001
Goldman Sachs Innovate Equity ETF
GINN
$199M
$4.53K ﹤0.01%
61
– –
FRPT icon
3002
Freshpet
FRPT
$2.91B
$4.52K ﹤0.01%
82
-614
-88% -$38K
BUZZ icon
3003
VanEck Social Sentiment ETF
BUZZ
$89.6M
$4.5K ﹤0.01%
125
– –
WUGI icon
3004
AXS Esoterica NextG Economy ETF
WUGI
$31.1M
$4.49K ﹤0.01%
50
– –
NTCT icon
3005
NETSCOUT
NTCT
$2.81B
$4.44K ﹤0.01%
172
– –
KSEP
3006
Innovator U.S. Small Cap Power Buffer ETF - September
KSEP
$24M
$4.44K ﹤0.01%
162
-36
-18% -$952
PACS icon
3007
PACS Group
PACS
$7.38B
$4.41K ﹤0.01%
321
– –
HASI icon
3008
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.87B
$4.39K ﹤0.01%
143
-390
-73% -$10.8K
FXH icon
3009
First Trust Health Care AlphaDEX Fund
FXH
$1.03B
$4.39K ﹤0.01%
40
– –
RUSHA icon
3010
Rush Enterprises Class A
RUSHA
$5.96B
$4.38K ﹤0.01%
82
– –
SPEU icon
3011
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$4.38K ﹤0.01%
88
+14
+19% +$685
TV icon
3012
Televisa
TV
$1.48B
$4.37K ﹤0.01%
1,626
+562
+53% +$1.42K
IDNA icon
3013
iShares Genomics Immunology and Healthcare ETF
IDNA
$191M
$4.34K ﹤0.01%
184
-3
-2% -$66
MMI icon
3014
Marcus & Millichap
MMI
$1.17B
$4.34K ﹤0.01%
148
– –
FFIN icon
3015
First Financial Bankshares
FFIN
$4.98B
$4.31K ﹤0.01%
128
+37
+41% +$1.33K
BB icon
3016
BlackBerry
BB
$4.89B
$4.28K ﹤0.01%
877
– –
EEMS icon
3017
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$355M
$4.28K ﹤0.01%
63
-21
-25% -$1.39K
SERV
3018
Serve Robotics
SERV
$411M
$4.22K ﹤0.01%
363
+63
+21% +$691
IMCR icon
3019
Immunocore
IMCR
$1.78B
$4.21K ﹤0.01%
116
– –
CTLP
3020
DELISTED
Cantaloupe
CTLP
$4.2K ﹤0.01%
397
-144
-27% -$1.57K
ALIT icon
3021
Alight
ALIT
$517M
$4.18K ﹤0.01%
64
-3
-4% -$265
PPLT
3022
abrdn Physical Platinum Shares ETF
PPLT
$1.84B
$4.14K ﹤0.01%
+290
New +$3.67K
ORC
3023
Orchid Island Capital
ORC
$1.31B
$4.14K ﹤0.01%
590
-886
-60% -$6.3K
SPH icon
3024
Suburban Propane Partners
SPH
$1.22B
$4.12K ﹤0.01%
221
-8,000
-97% -$148K
HSIC icon
3025
Henry Schein
HSIC
$9.78B
$4.05K ﹤0.01%
61
-48
-44% -$3.32K
119 120
121
122 123

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.